UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Autoliv, Inc.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
52800109
(CUSIP Number)
December 31, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 52800109
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
General Electric Pension Trust
I.R.S. # 14-6015763
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [_]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
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NUMBER OF SHARES
BENEFICIALLY OWNED 5. SOLE VOTING POWER
BY EACH REPORTING
PERSON WITH: None
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6. SHARED VOTING POWER
3,004,129
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7. SOLE DISPOSITIVE POWER.
None
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8. SHARED DISPOSITIVE POWER.
3,004,129
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,004,129
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.1% (6.1% if aggregated with the shares beneficially owned by the other
Reporting Persons (as defined in the Introductory Note))
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
2 of 12 NY 629250
CUSIP No. 52800109
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
GE Asset Management Incorporated, as Investment Manager of GEPT (as defined
below) and Investment Adviser to certain other entities and accounts
I.R.S. #06-1238874
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [_]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
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NUMBER OF SHARES 5. SOLE VOTING POWER
BENEFICIALLY OWNED
BY EACH REPORTING 2,813,415
PERSON WITH:
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6. SHARED VOTING POWER
3,152,731
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7. SOLE DISPOSITIVE POWER.
2,813,415
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8. SHARED DISPOSITIVE POWER.
3,152,731
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,966,146
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.1%
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA, CO
3 of 12 NY 629250
CUSIP No. 52800109
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
General Electric Insurance Plan Trust
I.R.S. # 51-0169382
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [_]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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NUMBER OF SHARES 5. SOLE VOTING POWER
BENEFICIALLY OWNED
BY EACH REPORTING 0
PERSON WITH: --------------------------------------------------------
6. SHARED VOTING POWER
148,602
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7. SOLE DISPOSITIVE POWER.
0
--------------------------------------------------------
8. SHARED DISPOSITIVE POWER.
148,602
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
148,602
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2% (6.1% if aggregated with the shares beneficially owned by the other
Reporting Persons)
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
4 of 12 NY 629250
CUSIP NO. 52800109
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
General Electric Company
I.R.S. #14-0689340
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [_]
(b) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
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NUMBER OF SHARES 5. SOLE VOTING POWER
BENEFICIALLY OWNED
BY EACH REPORTING None
PERSON WITH: --------------------------------------------------------
6. SHARED VOTING POWER
Disclaimed (see 9 below)
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7. SOLE DISPOSITIVE POWER.
None
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8. SHARED DISPOSITIVE POWER.
Disclaimed (see 9 below)
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Beneficial ownership of all shares disclaimed by General Electric Company
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
[X] Disclaimed (see 9 above)
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Not Applicable (see 9 above)
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
5 of 12 NY 629250
INTRODUCTORY NOTE: This Statement on Schedule 13G is filed on behalf of General
Electric Company, a New York corporation ("GE"), GE Asset Management
Incorporated, a Delaware corporation and a wholly owned subsidiary of GE
("GEAM"), General Electric Pension Trust, a New York common law trust ("GEPT")
and General Electric Insurance Plan Trust, a New York common law trust ("GEIPT")
(the "Schedule 13G"). GEAM is a registered investment adviser and acts as
Investment Manager of GEPT and GEIPT, and as Investment Adviser to certain other
entities and accounts. GEAM may be deemed to be the beneficial owner of
3,004,129 shares of Common Stock of Autoliv, Inc. (the "Issuer") owned by GEPT,
of 148,602 shares of Common Stock of the Issuer owned by GEIPT and of 2,813,415
shares of Common Stock of the Issuer owned by such other entities and accounts.
GEAM, GEPT and GEIPT each expressly disclaim that they are members of a "group."
GE disclaims beneficial ownership of all shares and expressly disclaims that it
is a member of a "group."
Item 1(a) Name of Issuer
--------------------------------
Autoliv, Inc.
Item 1(b) Address of Issuer's Principal Executive Office
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World Trade Center
Klarabergsviadukten 70
Box 70381
SE-107 24 Stockholm, Sweden
Item 2(a) Name of Person Filing
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General Electric Pension Trust
GE Asset Management Incorporated as Investment Manager of GEPT
and GEIPT and as Investment Adviser to certain entities and
accounts
General Electric Company
General Electric Insurance Plan Trust
Item 2(b) Address of Principal Business Office or, if none, Residence
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The address of the principal offices of GEPT, GEIPT and GEAM
is 3003 Summer Street Stamford, Connecticut 06904. The
address of the principal offices of General Electric Company
is 3135 Easton Turnpike, Fairfield, Connecticut 06431.
6 of 12 NY 629250
Item 2(c) Citizenship
-----------------------------
General Electric Pension Trust - New York common law trust
GE Asset Management Incorporated - Delaware corporation
General Electric Company - New York corporation
General Electric Insurance Plan Trust - New York common law
trust
Item 2(d) Title of Class of Securities
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Common Stock
Item 2(e) CUSIP Number
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52800109
Item 3 If this statement is filed pursuant toss.ss.240.13d-1(b) or
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240.13-2(b) or (c), check whether the person filing is a:
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(a) [_] Broker or Dealer registered under Section 15 of the
Act (15 U.S.C.78o)
(b) [_] Bank as defined in Section 3(a)(6) of the Act (15
U.S.C.78c)
(c) [_] Insurance company as defined in Section 3(a)(19) of
the Act (15 U.S.C.78c)
(d) [_] Investment Company registered under Section 8 of the
Investment Company Act of 1940 (U.S.C.80a-8)
(e) [_] An Investment Adviser in accordance
withss.240.13-1(b)(1)(ii)(E)
(f) [_] An Employee Benefit Plan or Endowment Fund in
accordance withss.240.13d-1(b)(1)(ii)(F)
(g) [_] A Parent Holding Company or Control Person in
accordance with ss.240.13d-1(b)(1)(ii)G)
(h) [_] A Savings Association as defined in Section 3(b) of
the federal Deposit Insurance Act (U.S.C. 1813)
(i) [_] A Church Plan that is excluded from the definition of
an investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3)
7 of 12 NY 629250
(j) [X] Group, in accordance withss.240.13d-1(b)(1)(ii)(J)
Item 4 Ownership
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GEPT GEAM GEIPT GE
(a) Amount beneficially owned 3,004,129 5,966,146 148,602 Disclaimed
(b) Percent of class 3.1% 6.1% 0.2% Disclaimed
(c) No. of shares to which person has
(i) sole power to vote or direct the
vote None 2,813,415 None None
(ii) shared power to vote or direct 3,004,129 3,152,731 148,602 Disclaimed
(iii) sole power to dispose or to
direct disposition None 2,813,415 None None
(iv) share power to dispose or to
direct disposition 3,004,129 3,152,731 148,602 Disclaimed
Item 5 Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following:
[_]
Item 6 Ownership of More than Five Percent on Behalf of Another
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Person
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Not Applicable
Item 7 Identification and Classification of the Subsidiary Which
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Acquired the Security Being Reported on by the Parent
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Holding Company
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Not Applicable
Item 8 Identification and Classification of Members of the Group
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See Introductory Note above
8 of 12 NY 629250
Item 9 Notice of Dissolution of Group
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Not Applicable
Item 10 Certification
-------------------------------
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not
acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in
connection with or as a participant in any transaction having
that purpose or effect.
9 of 12 NY 629250
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 14, 2002
GENERAL ELECTRIC PENSION TRUST
By: GE Asset Management Incorporated,
its Investment Manager
By: /s/ Michael M. Pastore
-----------------------------------
Name: Michael M. Pastore
Title: Vice President
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
-----------------------------------
Name: Michael M. Pastore
Title: Vice President
GENERAL ELECTRIC COMPANY
By: /s/ John H. Myers
-----------------------------------
Name: John H. Myers
Title: Vice President
GENERAL ELECTRIC INSURANCE PLAN TRUST
By: GE Asset Management Incorporated,
its Investment Manager
By: /s/ Michael M. Pastore
-----------------------------------
Name: Michael M. Pastore
Title: Vice President
10 of 12 NY 629250
Schedule I
JOINT FILING AGREEMENT
----------------------
This will confirm the agreement by and between all the
undersigned that the Schedule 13G on or about this date and any amendments
thereto with respect to the beneficial ownership by the undersigned of shares of
the Common Stock of Autoliv, Inc. is being filed on behalf of each of the
undersigned.
Dated: February 14, 2002
GENERAL ELECTRIC PENSION TRUST
By: GE Asset Management Incorporated,
its Investment Manager
By: /s/ Michael M. Pastore
-----------------------------------
Name: Michael M. Pastore
Title: Vice President
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
-----------------------------------
Name: Michael M. Pastore
Title: Vice President
GENERAL ELECTRIC COMPANY
By: /s/ John H. Myers
-----------------------------------
Name: John H. Myers
Title: Vice President
11 of 12 NY 629250
GENERAL ELECTRIC INSURANCE PLAN TRUST
By: GE Asset Management Incorporated,
its Investment Manager
By: /s/ Michael M. Pastore
-----------------------------------
Name: Michael M. Pastore
Title: Vice President
12 of 12 NY 629250