AMENDMENT #2 SCHEDULE 13G

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 2)*

Illumina, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

452327109


(CUSIP Number)

 

December 31, 2002


(Date of Event Which Requires Filing of this Statement)

 

         Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

Rule 13d-1(b)

 

 

o

Rule 13d-1(c)

 

 

x

Rule 13d-1(d)

 

 

                     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

 

                     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 


CUSIP No. 452327109
13 G
Page 2 of 27 Pages

 


1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Venrock Associates

 

I.R.S. #13-6300995


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

New York, U.S.A.


 

 

NUMBER OF
SHARES
  BENEFICIALLY  
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

1,218,273


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

1,218,273


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

1,218,273


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

3.7%


12

TYPE OF REPORTING PERSON*

 

 

 

PN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 452327109
13 G
Page 3 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Venrock Associates II, L.P.

 

I.R.S. #13-3844754

 

 


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

New York, U.S.A.


NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

1,656,648


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

1,656,648


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

1,656,648


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

5.1%


12

TYPE OF REPORTING PERSON*

 

 

 

PN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 452327109
13 G
Page 4 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Venrock Entrepreneurs Fund, L.P.

 

IRS # 13-4078492

 

 


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

New York, U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


 

6

SHARED VOTING POWER

 

 

 

0


 

7

SOLE DISPOSITIVE POWER

 

 

 

0


 

8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


 

12

TYPE OF REPORTING PERSON*

 

 

 

PN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 5 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Venrock Management LLC

 

IRS # 13-4078489


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

Delaware, U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


 

6

SHARED VOTING POWER

 

 

 

0


 

7

SOLE DISPOSITIVE POWER

 

 

 

0


 

8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

0


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


 

12

TYPE OF REPORTING PERSON*

 

 

 

OO


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 6 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Michael C. Brooks


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

1,210


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

1,210


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,876,131


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.8%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 7 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Joseph E. Casey


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

473


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

473


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,875,394


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.8%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 

 


CUSIP No. 452327109
13 G
Page 8 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Eric S. Copeland


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

473


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

473


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,875,394


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.8%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 9 of 27 Pages

 


1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Anthony B. Evnin


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

15,007


6

SHARED VOTING POWER

 

 

 

2,874,921


7

SOLE DISPOSITIVE POWER

 

 

 

15,007


8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,889,928


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.9%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 10 of 27 Pages

 


1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Thomas R. Frederick


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

928


6

SHARED VOTING POWER

 

 

 

2,874,921


7

SOLE DISPOSITIVE POWER

 

 

 

928


8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,875,849


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.8%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 11 of 27 Pages

 


1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Terence J. Garnett


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
  BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

0


6

SHARED VOTING POWER

 

 

 

2,874,921


7

SOLE DISPOSITIVE POWER

 

 

 

0


8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,874,921


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.8%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!


CUSIP No. 452327109
13 G
Page 12 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

David R. Hathaway


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

22,650


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

22,650


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,897,571


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.9%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 13 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Patrick F. Latterell


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


NUMBER OF
SHARES
    BENEFICIALLY    
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

27,826


 

6

SHARED VOTING POWER

 

 

 

0


 

7

SOLE DISPOSITIVE POWER

 

 

 

27,826


 

8

SHARED DISPOSITIVE POWER

 

 

 

0


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

27,826


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.1%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 14 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Bryan E. Roberts


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

9,400


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

9,400


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,884,321


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.9%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 15 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Ray A. Rothrock


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

20,254


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

20,254


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,895,175


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.9%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 16 of 27 Pages

 


1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Kimberley A. Rummelsburg


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

6,046


6

SHARED VOTING POWER

 

 

 

0


7

SOLE DISPOSITIVE POWER

 

 

 

6,046


8

SHARED DISPOSITIVE POWER

 

 

 

0


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

6,046


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

0.0%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 17 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Anthony Sun


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


 

 

NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

22,905


 

6

SHARED VOTING POWER

 

 

 

2,874,921


7

SOLE DISPOSITIVE POWER

 

 

 

22,905


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,897,826


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.9%


 

12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 18 of 27 Pages

 


 

 

1

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

 

Michael F. Tyrrell


2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

(a)

x

 

 

 

(b)

o


 

 

3

SEC USE ONLY

 

 


4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

U.S.A.


NUMBER OF
SHARES
   BENEFICIALLY   
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

4,063


 

6

SHARED VOTING POWER

 

 

 

2,874,921


 

7

SOLE DISPOSITIVE POWER

 

 

 

4,063


 

8

SHARED DISPOSITIVE POWER

 

 

 

2,874,921


9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

2,878,984


10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

 


11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

 

8.9%


12

TYPE OF REPORTING PERSON*

 

 

 

IN


 

 

*SEE INSTRUCTION BEFORE FILLING OUT!

 


CUSIP No. 452327109
13 G
Page 19 of 27 Pages

                  Introductory Note:  This Statement on Schedule 13G is filed on behalf of Venrock Associates, a limited partnership organized under the laws of the State of New York, Venrock Associates II, L.P., a limited partnership organized under the laws of the State of New York, Venrock Entrepreneurs Fund, L.P., a limited partnership organized under the laws of the State of New York, Venrock Management LLC, a limited liability company formed under the laws of the State of Delaware, Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, Terence J. Garnett, David R. Hathaway, Patrick F. Latterell, Bryan E. Roberts, Ray A. Rothrock, Kimberley A. Rummelsburg, Anthony Sun and Michael F. Tyrrell in respect of shares of Common Stock of Illumina, Inc.

 

 

Item 1(a)

Name of Issuer

 

 

 

Illumina, Inc.

 

 

Item 1(b)

Address of Issuer’s Principal Executive Offices

 

 

 

9390 Towne Centre Drive, Suite 200

 

 

San Diego, CA  92121

 

 

Item 2(a)

Name of Person Filing

 

 

 

 

Venrock Associates (“Venrock”)

 

 

Venrock Associates II, L.P. (“Venrock II”)

 

 

Venrock Entrepreneurs Fund, L.P. (“Venrock Entrepreneurs”)

 

 

Venrock Management LLC (“Venrock Management”)

 

 

 

 

 

Michael C. Brooks

 

 

Joseph E. Casey

 

 

Eric S. Copeland

 

 

Anthony B. Evnin

 

 

Thomas R. Frederick

 

 

Terence J. Garnett

 

 

David R. Hathaway

 

 

Patrick F. Latterell

 

 

Bryan E. Roberts

 

 

Ray A. Rothrock

 

 

Kimberley A. Rummelsburg

 

 

Anthony Sun

 

 

Michael F. Tyrrell

 

 

Items 2(b)

Address of Principal Business Office or, if none, Residence

 

 

 

 

New York Office:

Menlo Park Office:

Cambridge Office:

 

 

 

 

 

 

 

30 Rockefeller Plaza

2494 Sand Hill Road

One Canal Park

 

 

Room 5508

Suite 200

Suite 1120

 

 

New York, NY 10112

Menlo Park, CA 94025

Cambridge, MA 02142

 

 

Item 2(c)

Citizenship

 

 

 

 

Venrock, Venrock II and Venrock Entrepreneurs are limited partnerships organized in the State of New York.  Venrock Management is a limited liability company formed in the State of Delaware and is a General Partner of Venrock Entrepreneurs.  Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, Terence J. Garnett, David R. Hathaway, Bryan E. Roberts, Ray A. Rothrock, Anthony Sun and Michael F. Tyrrell are General Partners of Venrock and Venrock II, are Members of Venrock Management and are all citizens of the United States of America.  Patrick F. Latterell and Kimberley A. Rummelsburg are retired General Partners of Venrock and Venrock II, are retired Members of Venrock Management and are citizens of the United States of America.

 


CUSIP No. 452327109
13 G
Page 20 of 27 Pages

Item 2(d)

Title of Class of Securities

 

 

 

 

Common Stock

 

 

 

Item 2(e)

CUSIP Number

 

 

 

 

452327109

 

 

 

Item 3

Not applicable.

 

 

Item 4

Ownership

 

 

 

 

(a) and (b)

 

 

 

 

 

Venrock beneficially owns 1,218,273 shares or 3.7% of the outstanding shares of common stock.  Venrock II beneficially owns 1,656,648 shares or 5.1% of the outstanding shares of common stock.  Venrock Entrepreneurs beneficially owns no shares or 0.0% of the outstanding shares of common stock.  Venrock Management beneficially owns no shares or 0.0% of the outstanding shares of common stock.

 

 

 

 

 

Michael C. Brooks beneficially owns 2,876,131 shares or 8.8% of the outstanding shares of common stock.  Joseph E. Casey beneficially owns 2,875,394 shares or 8.8% of the outstanding shares of common stock.  Eric S. Copeland beneficially owns 2,875,394 shares or 8.8% of the outstanding shares of common stock.  Anthony B. Evnin beneficially owns 2,889,928 shares or 8.9% of the outstanding shares of common stock.  Thomas R. Frederick beneficially owns 2,875,849 shares or 8.8% of the outstanding shares of common stock.  Terence J. Garnett beneficially owns 2,874,921 shares or 8.8% of the outstanding shares of common stock.  David R. Hathaway beneficially owns 2,897,571 shares or 8.9% of the outstanding shares of common stock.  Patrick F. Latterell beneficially owns 27,826 shares or 0.1% of the outstanding shares of common stock.  Bryan E. Roberts beneficially owns 2,884,321 shares or 8.9% of the outstanding shares of common stock.  Ray A. Rothrock beneficially owns 2,895,175 shares or 8.9% of the outstanding shares of common stock.  Kimberley A. Rummelsberg beneficially owns 6,046 shares or 0.0% of the outstanding shares of common stock.  Anthony Sun beneficially owns 2,897,826 shares or 8.9% of the outstanding shares of common stock.  Michael F. Tyrrell beneficially owns 2,878,984 shares or 8.9% of the outstanding shares of common stock.

 

 

 

 

 

(c)

 

 

 

 

 

Venrock has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over 1,218,273 shares of common stock.  Venrock II has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over 1,656,648 shares of common stock.  Venrock Entrepreneurs has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over no shares of common stock.  Venrock Management has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over no shares of common stock.

 

 

 

 

 

Michael C. Brooks has sole voting and dispositive power over 1,210 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Joseph E. Casey has sole voting and dispositive power over 473 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Eric S. Copeland has sole voting and dispositive power over 473 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Anthony B. Evnin has sole voting and dispositive power over 15,007 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Thomas R. Frederick has sole voting and dispositive power over 928 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Terence J. Garnett has sole voting and dispositive power over no shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  David R. Hathaway has sole voting and dispositive power over 22,650 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Patrick F. Latterell has sole voting and

 

 

 

 

 


CUSIP No. 452327109
13 G
Page 21 of 27 Pages

 
 

dispositive power over 27,826 shares of common stock and shared voting and dispositive power over no shares of common stock.  Bryan E. Roberts has sole voting and dispositive power over 9,400 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Ray A. Rothrock has sole voting and dispositive power over 20,254 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Kimberley A. Rummelsberg has sole voting and dispositive power over 6,046 shares of common stock and shared voting and dispositive power over no shares of common stock.  Anthony Sun has sole voting and dispositive power over 22,905 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.  Michael F. Tyrrell has sole voting and dispositive power over 4,063 shares of common stock and shared voting and dispositive power over 2,874,921 shares of common stock.

 

 
 

 

 

Item 5
Ownership of Five Percent or Less of a Class

 

 
 

 

 
 

With respect to Venrock Entrepreneurs, Venrock Management, Patrick F. Latterell and Kimberley A. Rummelsburg:

 
 

 

 
 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

 
 

 

 
 

With respect to Venrock, Venrock II, Michael C. Brooks, Joseph E. Casey, Eric S. Copeland, Anthony B. Evnin, Thomas R. Frederick, Terence J. Garnett, David R. Hathaway, Bryan E. Roberts, Ray A. Rothrock, Anthony Sun and Michael F. Tyrrell:

 
 

 

 
 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

 
 

 

Item 6
Ownership of More than Five Percent of Behalf of Another Person

 

 
 

 

 
 

No person, other than the General Partners of Venrock, Venrock II and Venrock Entrepreneurs and the Members of Venrock Management, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of common stock owned by Venrock, Venrock II, Venrock Entrepreneurs and Venrock Management.

 

 
 

 

 

Item 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company

 

 
 

 

 
 

Not applicable.

 

 
 

 

 

Item 8
Identification and Classification of Members of the Group

 

 
 

 

 
 

This schedule is being filed pursuant to Rule 13d-1(d).  The identities of the eleven General Partners of Venrock and Venrock II, the two retired General Partners of Venrock and Venrock II, the one General Partner of Venrock Entrepreneurs, the eleven Members of Venrock Management and the two retired Members of Venrock Management are stated in Item 2.

 

 
 

 

Item 9
Notice of Dissolution of Group

 

 
 

 

 
 

Not applicable.

 

 
 

 

Item 10
Certification

 

 
 

 

 
 

Not applicable.

 

 
 

 

 


CUSIP No. 452327109
13 G
Page 22 of 27 Pages

SIGNATURE

                    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

February 14, 2003

VENROCK ASSOCIATES

 

 

 

 

 

By:

/s/  Anthony B. Evnin

 

 


 

 

     Anthony B. Evnin

 

 

     General Partner

 

 

 

 

February 14, 2003

VENROCK ASSOCIATES II, L.P.

 

 

 

 

 

By:

/s/  Anthony B. Evnin

 

 


 

 

     Anthony B. Evnin

 

 

     General Partner

 

 

 

 

February 14, 2003

VENROCK ENTREPRENEURS FUND, L.P.

 

By:  Venrock Management LLC, its General Partner

 

 

 

By:

/s/  Anthony B. Evnin

 

 


 

 

     Anthony B. Evnin

 

 

     Member

 

 

 

 

February 14, 2003

VENROCK MANAGEMENT LLC

 

 

 

 

 

By:

/s/  Anthony B. Evnin

 

 


 

 

     Anthony B. Evnin

 

 

     Member

 

 

 

 

February 14, 2003

 

 

GENERAL PARTNERS / MEMBERS

 

 

 

*

 


 

Michael C. Brooks

 

 

 

 

 

*

 


 

Joseph E. Casey

 

 

 

 

 

*

 


 

Eric S. Copeland

 

 

 

 

   
   

 

*

 


 

Anthony B. Evnin

 

 

 

 

 

*

 


 

Thomas R. Frederick

 

 

 

 

 

/s/ Terence J. Garnett

 


 

Terence J. Garnett

 


CUSIP No. 452327109
13 G
Page 23 of 27 Pages

 

*

 


 

David R. Hathaway

 

 

 

 

 

*

 


 

Patrick F. Latterell

 

 

 

 

 

/s/ Bryan E. Roberts

 


 

Bryan E. Roberts

 

 

 

 

 

*

 


 

Ray A. Rothrock

 

 

 

 

 

*

 


 

Kimberley A. Rummelsburg

 

 

 

 

 

*

 


 

Anthony Sun

 

 

 

 

 

*

 


 

Michael F. Tyrrell

 

 

 

 

*By:

/s/ Anthony  B. Evnin

 

 


 

  Anthony  B. Evnin  

 

Attorney-in-Fact

 


CUSIP No. 452327109
13 G
Page 24 of 27 Pages

EXHIBIT INDEX

Exhibit No.

 

Page No.

 

 

 

24.1

Power of Attorney dated as of February 14, 2001 granted by certain of the General Partners/Members in favor of Anthony B. Evnin and Anthony Sun

25

 

 

 

99.1

Agreement pursuant to 13d-1(k)(1) among Venrock Associates, Venrock Associates II, L.P., Venrock Entrepreneurs Fund, L.P., Venrock Management LLC and the General Partners/Members thereof

26