UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
AMENDMENT NO. 1
Under the Securities Exchange Act of 1934
Advanced Photonix, Inc.
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(Name of Issuer)
SERIES A COMMON STOCK, PAR VALUE $.001 PER SHARE
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(Title of Class of Securities)
00754E-10-7
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(CUSIP Number)
FRANK M. BURKE, JR.
BURKE, MAYBORN CO., LTD.
5500 PRESTON ROAD, SUITE 315
DALLAS, TEXAS 75205
214-559-9898
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(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
March 10, 2003
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), (f) or (g), check the following
box. [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
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CUSIP No. 00754E-10-7 Page 2 of 8
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Burke, Mayborn Co., Ltd.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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7 SOLE VOTING POWER
NUMBER OF
SHARES 0
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BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
823,459
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EACH
REPORTING 9 SOLE DISPOSITIVE POWER
0
PERSON ------------------------------------------------
WITH
10 SHARED DISPOSITIVE POWER
823,459
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
872,495
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.5%
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14 TYPE OF REPORTING PERSON
PN
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CUSIP No. 00754E-10-7 Page 3 of 8
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frank M. Burke, Jr.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
SHARES 49,036
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BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
823,459
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EACH
REPORTING 9 SOLE DISPOSITIVE POWER
49,036
PERSON ------------------------------------------------
WITH
10 SHARED DISPOSITIVE POWER
823,459
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
872,495
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.5%
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14 TYPE OF REPORTING PERSON
IN
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CUSIP No. 00754E-10-7 Page 4 of 8
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Mayborn Company, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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7 SOLE VOTING POWER
NUMBER OF
SHARES 0
------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
823,459
------------------------------------------------
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
0
PERSON ------------------------------------------------
WITH
10 SHARED DISPOSITIVE POWER
823,459
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
872,495
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.5%
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14 TYPE OF REPORTING PERSON
CO
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CUSIP No. 00754E-10-7 Page 5 of 8
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Anyse Sue Mayborn
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
SHARES 0
------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
823,459
------------------------------------------------
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
0
PERSON ------------------------------------------------
WITH
10 SHARED DISPOSITIVE POWER
823,459
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
872,495
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.5%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
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This amends the statement on Schedule 13D (the "Statement") filed with the
Commission by Burke, Mayborn Co., Ltd. ("Burke, Mayborn"), Frank M. Burke, Jr.,
The Mayborn Company, Ltd. (the "Mayborn Company") and Anyse Sue Mayborn with
respect to their ownership of Class A Common Stock, par value $.001 per share
(the "Shares"), of Advanced Photonix, Inc., a Delaware corporation (the
"Company"). Unless otherwise defined herein, all capitalized items herein shall
have the meaning ascribed to them in the Statement.
Item 4. Purpose of Transaction.
The response to Item 4 is hereby amended and restated in its entirety by the
following:
"(a) BURKE, MAYBORN
Burke, Mayborn acquired the 823,459 Shares reported in this
Schedule 13D/A as being directly held by Burke, Mayborn for
investment purposes. Burke, Mayborn has no plans or
proposals that relate to or would result in any of the
actions specified in clauses (a) through (j) of Item 4 of
Schedule 13D.
(b) GENERAL PARTNERS AND CONTROL PERSONS
(i) Frank M. Burke, Jr. acquired the 49,036 Shares
reported in this Schedule 13D/A as being directly
held by him for investment purposes. Mr. Burke
does not have any plans or proposals that relate
to or would result in any of the actions specified
in clauses (a) through (j) of Item 4 of Schedule
13D.
(ii) The Mayborn Company does not have any plans or
proposals that relate to or would result in any of
the actions specified in clauses (a) through (j)
of Item 4 of Schedule 13D.
(iii) Anyse Sue Mayborn does not directly own any
Shares. Ms. Mayborn does not have any plans or
proposals that relate to or would result in any of
the actions specified in clauses (a) through (j)
of Item 4 of Schedule 13D."
Item 5. Interest in Securities of the Issuer.
The response to Item 5 is hereby amended and restated in its entirety by the
following:
"(a) BURKE, MAYBORN
On January 17, 2003, pursuant to the Agreement, Burke,
Mayborn acquired 777,500 Shares. On March 10, 2003, pursuant
to the Agreement, Burke, Mayborn acquired an additional
45,959 Shares. Burke, Mayborn beneficially owns 872,495
Shares and has the sole power to vote and dispose of 0
Shares. The Shares beneficially owned by Burke, Mayborn
constitute approximately 6.5% of API's outstanding common
stock. Burke, Mayborn has not effected any other
transactions in Common Stock during the past 60 days.
(b) GENERAL PARTNERS AND CONTROL PERSONS
(i) Frank M. Burke, Jr. may be deemed to be the
beneficial owner of the Shares held of record by
Burke, Mayborn by virtue of his relationship with
Burke, Mayborn. Mr. Burke beneficially owns
872,495 Shares, and has the sole power to vote and
dispose of 49,036 Shares. The Shares beneficially
owned by Mr. Burke constitute approximately 6.5%
of API's outstanding common stock. Mr. Burke has
not effected any other transactions in Common
Stock during the past 60 days.
(ii) The Mayborn Company may be deemed to be the
beneficial owner of the Shares held of record by
Burke, Mayborn by virtue of its relationship with
Burke, Mayborn. The Mayborn Company has not
effected any other transactions in Common Stock
during the past 60 days.
(iii) Anyse Sue Mayborn may be deemed to be the
beneficial owner of the Shares held of record by
Burke, Mayborn by virtue of her relationship with
Burke, Mayborn. Ms. Mayborn beneficially owns
872,495 Shares and has the sole power to vote and
dispose of 0 Shares. The Shares beneficially owned
by Ms. Mayborn constitute approximately 6.5% of
API's outstanding common stock. Ms. Mayborn has
not effected any other transactions in Common
Stock during the past 60 days."
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: August 19, 2003
BURKE, MAYBORN CO., LTD.
By: /s/ Frank M. Burke, Jr.
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Name: Frank M. Burke, Jr.
Title: General Partner
By: THE MAYBORN COMPANY
Title: General Partner
By: /s/ Anyse Sue Mayborn
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Name: Anyse Sue Mayborn
Title: President
/s/ Frank M. Burke, Jr.
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Frank M. Burke, Jr.
/s/ Anyse Sue Mayborn
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Anyse Sue Mayborn