Delaware (State or other jurisdiction of incorporation or organization) |
13-3607736 (I.R.S. Employer Identification Number) |
David Thomson, Esq. MannKind Corporation 28903 North Avenue Paine Valencia, CA 91355 (661) 775-5300 |
D. Bradley Peck, Esq. Cooley Godward Kronish LLP 4401 Eastgate Mall San Diego, CA 92121-1909 (858) 550-6000 |
Proposed Maximum | Amount of | |||||||||||
Aggregate Offering | Registration | |||||||||||
Title of Each Class of Securities to Be Registered (1) | Price (2) | Fee (3) | ||||||||||
Common Stock, par value $0.01 per share |
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Warrants |
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Debt Securities |
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Total |
$ | 15,660,000 | $ | 1,675.62 | ||||||||
(1) | There are being registered hereunder such indeterminate number of shares of common stock, such indeterminate number of warrants to purchase common stock or debt securities, and such indeterminate principal amount of debt securities as shall have an aggregate initial offering price not to exceed $15,660,000. If any debt securities are issued at an original issued discount, then the offering price of such debt securities shall be in such greater principal amount as shall result in an aggregate initial offering price not to exceed $15,660,000, less the aggregate dollar amount of all securities previously issued hereunder. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The securities registered also include such indeterminate amounts and numbers of common stock and debt securities as may be issued upon conversion of or exchange for debt securities that provide for conversion or exchange, upon exercise of warrants or pursuant to the antidilution provisions of any such securities. | |
(2) | The proposed maximum aggregate offering price per class of security will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act. | |
(3) | Calculated pursuant to Rule 457(o) under the Securities Act. |
MANNKIND CORPORATION |
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By: | /s/ David Thomson | |||
David Thomson, Ph.D., J.D. | ||||
Corporate Vice President, General Counsel and Secretary |
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Signatures | Title | Date | ||
/s/ *
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Chief Executive Officer and Chairman of the Board of Directors (Principal Executive Officer) | December 6, 2006 | ||
/s/ *
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President, Chief Operating Officer and Director | December 6, 2006 | ||
/s/ *
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Corporate Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
/s/ *
|
Director | December 6, 2006 | ||
*By: | /s/ David Thomson | |||
David Thomson, Ph.D., J.D. | ||||
Attorney-in-fact |
Exhibit | ||
Number | Description of Document | |
5.1
|
Opinion of Cooley Godward Kronish LLP. | |
23.1
|
Consent of Cooley Godward Kronish LLP (included as Exhibit 5.1 to this filing). | |
23.2
|
Consent of Independent Registered Public Accounting Firm. | |
24.1
|
Power of Attorney (1) |
(1) | Previously filed on the signature page to Registrants registration statement on Form S-3 (No. 333-138373), filed with the Securities and Exchange Commission on November 2, 2006. |