Transaction Valuation*
|
Amount of Filing Fee** | |||
$5,869,742.59
|
$ | 628.06 | ||
* | Estimated solely for the purposes of calculating the Amount of Filing Fee. The calculation of the Transaction Valuation assumes that all options to purchase the Issuers common stock that are eligible for the offer will be repriced pursuant to this offer. These options have an aggregate value of $5,869,742.59 as of November 16, 2006, calculated based on a modified Black-Scholes option pricing model. | |
** | The Amount of Filing Fee calculated in accordance with Rule 0-11(b) of the Securities Exchange Act of 1934, as amended, equals $107.00 for each $1,000,000 of the value of the transaction. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o | third-party tender offer subject to Rule 14d-1. | ||
þ | issuer tender offer subject to Rule 13e-4. | ||
o | going-private transaction subject to Rule 13e-3. | ||
o | amendment to Schedule 13D under Rule 13d-2. |
Item 4. Terms of the Transaction. | ||||||||
SIGNATURE | ||||||||
INDEX TO EXHIBITS |
AMKOR TECHNOLOGY, INC. |
||||
/s/ KENNETH T. JOYCE | ||||
Kenneth T. Joyce | ||||
Executive Vice President and Chief Financial Officer | ||||
Exhibit Number
|
Description |
(a)(1)(A)
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Offer to Amend the Exercise Price of Certain Options, dated November 22, 2006* | ||||
(a)(1)(B)
|
Draft e-mail to certain eligible holders from James J. Kim, dated November 22, 2006* | ||||
(a)(1)(C)
|
Election form* | ||||
(a)(1)(D)
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Withdrawal form* | ||||
(a)(1)(E)
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Form of personalized option addendum* | ||||
(a)(1)(F)
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Form of confirmation email* | ||||
(a)(1)(G)
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Form of personalized addendum e-mails* | ||||
(a)(1)(H)
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Form of promise to make cash payment and option amendment under the 1998 Stock Plan, as amended and restated* | ||||
(a)(1)(I)
|
Option holder presentation materials* | ||||
(a)(1)(J)(i)
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Form stock option agreement under Amkor Technology, Inc. 1998 Stock Plan (one-year cliff)* | ||||
(a)(1)(J)(ii)
|
Form stock option agreement under Amkor Technology, Inc. 1998 Stock Plan (two-year cliff)* | ||||
(a)(1)(J)(iii)
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Amkor Technology, Inc. 1998 Stock Plan as amended and restated, incorporated by reference to Exhibit 10.2 of the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2005 as filed with the SEC on March 16, 2006* | ||||
(a)(1)(J)(iv)
|
Amkor Technology, Inc. 1998 Stock Option Plan For French Employees, incorporated by reference to Exhibit 10.24 of the Companys Registration Statement on Form S-1/A as filed with the SEC on April 29, 1998* | ||||
(b)
|
Not applicable | ||||
(d)(1)
|
Amkor Technology, Inc. 1998 Stock Plan as amended and restated, incorporated by reference to Exhibit 10.2 of the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2005 as filed with the SEC on March 16, 2006* | ||||
(d)(2)
|
Amkor Technology, Inc. 1998 Stock Option Plan For French Employees, incorporated by reference to Exhibit 10.24 of the Companys Registration Statement on Form S-1/A as filed with the SEC on April 29, 1998* | ||||
(d)(3)
|
Form stock option agreement under Amkor Technology, Inc. 1998 Stock Plan (see Exhibit (a)(1)(J)(i) above)* | ||||
(g)
|
Not applicable | ||||
(h)
|
Not applicable | ||||
* | Previously Filed |