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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Unit | (2) | 08/05/2005(1) | J(1) | 9,400 | 08/08/1988 | 08/08/1988 | Common Stock | 9,400 | $ 64.05 | 9,400 (3) | D | ||||
Phantom Stock Units | (2) | 08/05/2005(1) | J(1) | 1,927 | 08/08/1988 | 08/08/1988 | Common Stock | 1,927 | $ 64.05 | 1,927 (4) | D | ||||
Stock Options (Right to buy) | $ 24.51 | 08/05/2005(1) | J(1) | 29,800 | 12/03/2005 | 12/03/2013 | Common Stock | 29,800 | $ 64.05 | 29,800 (5) | D | ||||
Stock Options (Right to buy) | $ 41.28 | 08/05/2005(1) | J(1) | 32,800 | 12/01/2006 | 12/01/2014 | Common Stock | 32,800 | $ 64.05 | 32,800 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANESS JOEL H 1735 MARKET STREET PHILADELPHIA, PA 19103-7583 |
Senior Vice President |
John J. DiRocco, Jr., Attorney-in-fact for Joel H. Maness | 08/05/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | The conversion rate is 1 for 1. |
(3) | Total of 18,800 common stock units beneficially owned following reported transaction. |
(1) | Reported item does not involve any acquisition or disposition of securities by the reporting person on the date shown, but merely reflects the 2-for-1 split of Sunoco, Inc.'s Common Stock, effectuated on August 1, 2005. This stock split resulted in a doubling of the shares of Sunoco Common Stock, and related derivative securities, previously reported as being beneficially owned by the reporting person. Also, as a result of the split, the trading price of Sunoco Common Stock, and the exercise or conversion price of related derivative securities was effectively halved. |
(6) | Total of 65,600 stock options beneficially owned following reported transaction. |
(5) | Total of 59,600 stock options beneficially owned following reported transaction. |
(4) | Total of 3,706 phantom stock units beneficially owned following reported transaction. |