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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 14.465 | 05/19/2016 | M(1) | 3,125 | (3) | 09/20/2021 | Common Stock | 3,125 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 13.71 | 05/19/2016 | M(1) | 2,812 | (4) | 09/18/2022 | Common Stock | 2,812 | $ 0 | 2,813 | D | ||||
Stock Option (Right to Buy) | $ 12.62 | 05/19/2016 | M(1) | 3,325 | (5) | 03/19/2023 | Common Stock | 3,325 | $ 0 | 3,325 | D | ||||
Stock Option (Right to Buy) | $ 16 | 05/19/2016 | M(1) | 3,325 | (6) | 09/17/2023 | Common Stock | 3,325 | $ 0 | 4,988 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Byron Michael C/O NVIDIA CORPORATION 2701 SAN TOMAS EXPRESSWAY SANTA CLARA, CA 95050 |
Principal Accounting Officer |
/s/ Rebecca Peters, Attorney-in-Fact for Michael Byron | 09/02/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was pursuant to a 10b5-1 Plan. |
(2) | Sale transaction was previously reported on the reporting person's Form 4 filed on May 23, 2016. |
(3) | Fully vested. |
(4) | The option vested as to 25% of the shares on September 19, 2013 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. |
(5) | The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. |
(6) | The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. |
Remarks: This amendment is being filed to report the stock option exercises that were omitted from the reporting person's Form 4 filed on May 23, 2016 and to correct the number of securities beneficially owned by the reporting person following the sale transaction on May 19, 2016 as previously reported in the Form 4 filed on May 23, 2016. |