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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 61.75 | 02/01/2019 | M | 600 | 04/20/2000 | 04/20/2019 | Common | 600 | $ 61.75 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 36.15 | 02/01/2019 | M | 2,845 | 04/21/2010 | 04/21/2019 | Common | 2,845 | $ 36.15 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DICAMILLO GARY T C/O WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR, MI 49022 |
X |
/s/ Bridget K. Quinn, Attorney-in-Fact | 02/05/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise of 600 options awarded on 04/20/1999 at the option price of $61.75, turning in 279 shares of already-owned stock. All shares were currently exercisable and would have expired on 04/20/2019. |
(2) | Exercise of 2,845 options awarded on 04/21/2009 at the option price of $36.15, turning in 774 shares of already-owned stock. All shares were currently exercisable and would have expired on 04/21/2019. |
(3) | As of 12/31/18, the latest date for which information is reasonably available, there are 1,519.84 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan. |