UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549-1004

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 23, 2003

 

UTSTARCOM, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

000-29661

 

52-1782500

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

1275 Harbor Bay Parkway
Alameda, California  94502

(Address of principal executive offices)    (Zip code)

 

 

 

 

 

(510) 864-8800

(Registrant’s telephone number, including area code)

 

 

 

 

 

N/A

(Former name or former address, if changed since last report.)

 

 



 

Item 12.        Results of Operations and Financial Condition.

 

On October 23, 2003, UTStarcom, Inc. issued a press release announcing its financial results for the fiscal quarter ended September 30, 2003.  A copy of the press release is furnished as Exhibit 99.1 to this report.

 

The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.  In addition, the information in this report shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

UTSTARCOM, INC.

 

 

 

 

Date: October 23, 2003

By:

/s/ Michael J. Sophie

 

 

Name:

Michael J. Sophie

 

Title:

Chief Financial Officer

 

3



 

INDEX TO EXHIBITS

 

Exhibit

 

Description

 

 

 

99.1

 

Press release dated October 23, 2003, issued by UTStarcom, Inc.

 

4