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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 63.36 | 08/06/2013 | M | 20,000 | (4) | 04/04/2015 | Common Stock | 20,000 | $ 0 | 14,662 | D | ||||
Employee Stock Option (Right to Buy) | $ 44.9 | 08/06/2013 | M | 6,681 | (5) | 06/27/2014 | Common Stock | 6,681 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 44.9 | 08/06/2013 | M | 18,102 | (6) | 06/27/2014 | Common Stock | 18,102 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Goulet Kenneth R 120 MONUMENT CIRCLE INDIANAPOLIS, IN 46204 |
EVP, Commercial & Specialty |
Mary M. Kleiman, Attorney-in-fact | 08/08/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $87.28 to $87.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(2) | The information in this report is based on the plan trustees calculation of stock units held as of August 6, 2013. |
(3) | Includes units acquired under WLP's Qualified 401(k) Plan (which represent 61.02 shares of WLP common stock) since the date of the reporting person's last ownership report. |
(4) | The option, representing a right to purchase a total of 34,662 shares, became exercisable in six equal semi-annual installments of 5,777 shares each beginning on October 4, 2005, which was the six-month anniversary of the date on which the option was granted. |
(5) | The option, representing a right to purchase a total of 8,908 shares, became exercisable in one semi-annual installment of 2,227 shares and three annual installments of 2,227 shares each beginning on December 28, 2004, which was the six-month anniversary of the date on which the option was granted. |
(6) | The option, representing a right to purchase a total of 40,692 shares, became exercisable in three equal semi-annual installments of 6,040 shares each, a semi-annual installment of 8,266 shares, a semi-annual installment of 6,038 shares and a semi-annual installment of 8,268 shares beginning on December 28, 2004, which was the six-month anniversary of the date on which the option was granted. |