|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Right to buy (Stock Option) | $ 2.3 | 03/28/2007 | 03/28/2007 | A | 6,359 | Â | 03/28/2007 | 03/28/2012 | common stock | $ 0 | 8,798 | shares are held by Renaissance Capital Growth & Income Fund III, Inc. (1) (3) | ||
Right to buy (stock option) | $ 2.3 | 03/28/2007 | 03/28/2007 | A | 8,641 | Â | 03/28/2007 | 03/28/2012 | common stock | $ 0 | 16,202 | shares are held by RENN Capital Group, Inc. (2) (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CLEVELAND RUSSELL 8080 N CENTRAL EXPWY STE 210 LB 59 DALLAS, TX 75206 |
 X |  |  |  |
/s/ Russell Cleveland by Rene Jones attorney in fact | 02/13/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents securities granted to the Reporting Person and the rights thereunder have been assigned to Renaissance Capital Growth & Income Fund III, Inc. ("RENN3") |
(2) | Represents securities granted to the Reporting Person and the rights thereunder have been assigned to RENN Capital Group, Inc. ("RENN") |
(3) | Reporting person is an executive officer of RENN which serves as the investment advisor to RENN3 and may therefore be considered a beneficial owner of such shares. Reporting person disclaims such beneficial ownership. |
(4) | Reporting person is an executive officer of RENN and may therefore be considered a beneficial owner of such shares. Reporting person disclaims such beneficial ownership. |