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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non Qualified Stock Option | $ 20.813 | 04/26/2006 | Â | M(2) | Â | 5,000 | 09/26/2001 | 09/26/2010 | Common Stock | $ 0 | 0 (4) | Â | ||
Non Qualified Stock Option | $ 23.5 | 04/26/2006 | Â | M(2) | Â | 5,000 | 09/28/2000 | 09/28/2009 | Common Stock | $ 0 | 0 (4) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NOBLE WILLIAM B BRICK CLOSE KIIN FARM MILTON KEYNES, X0 MK1 13LJ |
 |  |  Managing Director, Europe |  |
William B. Noble | 10/10/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Statement filed to report transactions not previously reported on Form 4 or Form 5. Transactions were discovered upon reconciliation of outstanding stock option records. |
(2) | Transaction pursuant to trading plan adopted pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. |
(3) | Total includes 3971 Restricted Stock Units. |
(4) | The reporting person holds 59600 Non Qualified Stock Options (NQSO) to acquire common shares as follows: 600 NQSO exercisable 9/24/03 at $27.56 expiring 09/24/12; 10000 NQSO exercisable 09/23/06 at $29.30 exp. 09/24/13; 10000 NQSO exercisable 10/19/07 at $27.67 exp. 10/19/14; 9000 NQSO (3060 exercisable 10/18/06; 2970 exercisable 10/18/07; 2970 exercisable 10/18/08) at $27.27 exp. 10/18/15; 10000 NQSO (3400 exercisable 10/17/07, 3300 exercisable 10/17/08, 3300 exercisable 10/17/09) at $35.99 exp. 10/17/16; 20000 NQSO shares (6800 exercisable 10/16/08, 6600 exercisable 10/16/09, 6600 exercisable 10/16/10) at $36.03 exp. 10/16/17. |