Edgar Filing: Gomez Alfredo

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Gomez Alfredo

2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2011

3. Issuer Name and Ticker or Trading Symbol
EMCORE CORP [EMKR]

(Last)

(First)

(Middle)

10420 RESEARCH ROAD SE

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Gen. Cnsl and Corp Sec.

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

ALBUQUERQUE,Â NMÂ 87123

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock	0	D	Â
Common Stock	4,555	I	By Trust 401(k)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)	09/10/2011	09/10/2017	Common Stock	9,000	$ 7.76	D ⁽¹⁾	Â
Employee Stock Option (right to buy)	05/19/2011	05/19/2018	Common Stock	14,000	$ 8.38	D ⁽²⁾	Â
Employee Stock Option (right to buy)	07/17/2011	07/17/2019	Common Stock	10,000	$ 1.14	D ⁽³⁾	Â
Employee Stock Option (right to buy)	07/27/2011	07/27/2019	Common Stock	20,000	$ 1.25	D ⁽⁴⁾	Â

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Gomez Alfredo 10420 RESEARCH ROAD SE ALBUQUERQUE,Â NMÂ 87123	Â	Â	Â Gen. Cnsl and Corp Sec.	Â

Signatures

/s/ Alfredo Gomez		01/28/2011
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Of the 9,000 outstanding options, 5,400 options are fully vested and exercisable, and the remaining 3,600 options are scheduled to vest in two equal annual installments on 9/10/2011 and 9/10/2012.
(2)	Of the 14,000 outstanding options, 7,000 options are fully vested and exercisable, and the remaining 7,000 options are scheduled to vest in two equal annual installments on 05/19/2011 and 5/19/2012.
(3)	Of the 10,000 outstanding options, 2,500 options are fully vested and exercisable, and the remaining 7,500 options are scheduled to vest in three equal annual installments 07/17/2011, 07/17/2012 and 07/17/2013.
(4)	Of the 20,000 outstanding options, 5,000 options are fully vested and exercisable, and the remaining 15,000 options are scheduled to vest in three equal annual installments on 07/27/2011, 07/27/2012 and 07/27/2013.
Â Remarks: Reminder:Â ReportÂ onÂ aÂ separateÂ lineÂ forÂ eachÂ classÂ ofÂ securitiesÂ beneficiallyÂ ownedÂ directlyÂ orÂ indirectly. Â Â IfÂ theÂ formÂ isÂ filedÂ byÂ moreÂ thanÂ oneÂ reportingÂ person,Â seeÂ InstructionÂ 5(b)(v). Â *Â IntentionalÂ misstatementsÂ orÂ omissionsÂ ofÂ factsÂ constituteÂ FederalÂ CriminalÂ ViolationsÂ SeeÂ 18Â U.S.C.Â 1001Â andÂ 15Â U.S.C.Â 78ff(a). Â Note:Â FileÂ threeÂ copiesÂ ofÂ thisÂ Form,Â oneÂ ofÂ whichÂ mustÂ beÂ manuallyÂ signed.Â IfÂ spaceÂ isÂ insufficient,Â seeÂ InstructionÂ 6Â forÂ procedure. Â PersonsÂ whoÂ respondÂ toÂ theÂ collectionÂ ofÂ informationÂ containedÂ inÂ thisÂ formÂ areÂ notÂ requiredÂ toÂ respondÂ unlessÂ theÂ formÂ displaysÂ aÂ currentlyÂ validÂ OMBÂ Number.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.