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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 3.573 | 05/22/2008 | M | 51,889 (1) | 01/01/2006 | 05/16/2012 | Common Stock | 51,889 | $ 0 | 1,200,681 | D | ||||
Stock Options | $ 2.943 | 08/15/2008 | M | 30,581 (2) | 05/18/2006 | 11/18/2012 | Common Stock | 30,581 | $ 0 | 1,170,100 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAKER PHILLIPS S JR 6500 NORTH MINERAL DRIVE SUITE 200 COEUR D 'ALENE, ID 83815 |
X | President & CEO |
Tami D. Hansen, Attorney-in-Fact for Phillips S. Baker, Jr. | 08/19/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These are discounted stock options purchased by Mr. Baker under the terms of the Key Employee Deferred Compensation Plan (the "Plan"). On May 22, 2008, Mr. Baker exercised these stock options within the Plan. These stock options were not sold in the open market. The amount of gain realized by Mr. Baker from the exercise of these stock options will be held in the Investment Account under the Plan, until such time as Mr. Baker has a distributable event under the terms of the Plan, or at such time as Mr. Baker has elected under the terms of the Plan. |
(2) | These are discounted stock options purchased by Mr. Baker under the terms of the Key Employee Deferred Compensation Plan (the "Plan"). On August 15, 2008, Mr. Baker exercised these stock options within the Plan. These stock options were not sold in the open market. The amount of gain realized by Mr. Baker from the exercise of these stock options will be held in the Investment Account under the Plan, until such time as Mr. Baker has a distributable event under the terms of the Plan, or at such time as Mr. Baker has elected under the terms of the Plan. |