UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 8)1
Farmer Bros. Co.
(Name of Issuer)
Common Stock, $1.00 par value per share
(Title of Class of Securities)
307675108
(CUSIP Number)
CAROL LYNN FARMER WAITE
RYAN C. WILKINS, ESQ.
STRADLING YOCCA CARLSON & RAUTH, P.C.
660 Newport Center Drive, Suite 1600
Newport Beach, CA 92660
(949) 725-4115
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 11, 2017
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
1 | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 307675108 | 13D | Page 2 of 35 Pages |
1 | NAME OF REPORTING PERSON
Carol L. Waite Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
266,544 | ||||
8 | SHARED VOTING POWER
-0- | |||||
9 | SOLE DISPOSITIVE POWER
266,544 | |||||
10 | SHARED DISPOSITIVE POWER
-0- | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
266,544 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 3 of 35 Pages |
1 | NAME OF REPORTING PERSON
1964 Jeanne Ann Farmer Grossman Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
321,750 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
321,750 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
321,750 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 4 of 35 Pages |
1 | NAME OF REPORTING PERSON
1964 Richard Francis Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
321,750 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
321,750 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
321,750 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 5 of 35 Pages |
1 | NAME OF REPORTING PERSON
1964 Roy Edward Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
321,750 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
321,750 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
321,750 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 6 of 35 Pages |
1 | NAME OF REPORTING PERSON
1964 Carol Lynn Farmer Waite Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
321,750 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
321,750 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
321,750 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 7 of 35 Pages |
1 | NAME OF REPORTING PERSON
1969 Roy Edward Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
77,960 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
77,960 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,960 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 8 of 35 Pages |
1 | NAME OF REPORTING PERSON
1969 Jeanne Ann Farmer Grossman Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
77,960 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
77,960 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,960 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 9 of 35 Pages |
1 | NAME OF REPORTING PERSON
1969 Richard Francis Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
77,960 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
77,960 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,960 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 10 of 35 Pages |
1 | NAME OF REPORTING PERSON
1969 Carol Lynn Farmer Waite Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
77,960 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
77,960 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,960 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 11 of 35 Pages |
1 | NAME OF REPORTING PERSON
1969 Roy F Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
77,960 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
77,960 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,960 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 12 of 35 Pages |
1 | NAME OF REPORTING PERSON
1969 Emily Marjorie Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
77,960 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
77,960 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,960 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 13 of 35 Pages |
1 | NAME OF REPORTING PERSON
1972 Roy Edward Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
24,000 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
24,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 14 of 35 Pages |
1 | NAME OF REPORTING PERSON
1972 Carol Lynn Farmer Waite Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
24,000 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
24,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 15 of 35 Pages |
1 | NAME OF REPORTING PERSON
1972 Jeanne Ann Farmer Grossman Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
24,000 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
24,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 16 of 35 Pages |
1 | NAME OF REPORTING PERSON
1972 Richard Francis Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
24,000 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
24,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 17 of 35 Pages |
1 | NAME OF REPORTING PERSON
1972 Roy F Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
24,000 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
24,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 18 of 35 Pages |
1 | NAME OF REPORTING PERSON
1972 Emily Marjorie Farmer Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
24,000 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
24,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 19 of 35 Pages |
1 | NAME OF REPORTING PERSON
1984 Jonathan Michael Waite Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
6,030 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
6,030 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,030 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 20 of 35 Pages |
1 | NAME OF REPORTING PERSON
1987 Roy F Farmer Trust I | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
65,930 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
65,930 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
65,930 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 21 of 35 Pages |
1 | NAME OF REPORTING PERSON
1987 Roy F Farmer Trust II | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
65,930 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
65,930 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
65,930 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 22 of 35 Pages |
1 | NAME OF REPORTING PERSON
1987 Roy F Farmer Trust III | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
65,930 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
65,930 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
65,930 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 23 of 35 Pages |
1 | NAME OF REPORTING PERSON
1987 Roy F Farmer Trust IV | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
65,930 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
65,930 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
65,930 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 24 of 35 Pages |
1 | NAME OF REPORTING PERSON
1988 Roy F Farmer Trust I | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
6,060 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
6,060 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,060 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately less than 1% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 25 of 35 Pages |
1 | NAME OF REPORTING PERSON
Farmer Insurance Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
-0- | ||||
8 | SHARED VOTING POWER
303,158 | |||||
9 | SOLE DISPOSITIVE POWER
-0- | |||||
10 | SHARED DISPOSITIVE POWER
303,158 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
303,158 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.8% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 26 of 35 Pages |
1 | NAME OF REPORTING PERSON
2012 Grossman Irrevocable Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
417,986 | ||||
8 | SHARED VOTING POWER
-0- | |||||
9 | SOLE DISPOSITIVE POWER
417,986 | |||||
10 | SHARED DISPOSITIVE POWER
-0- | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
417,986 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.5% | |||||
14 | TYPE OF REPORTING PERSON
OO |
CUSIP No. 307675108 | 13D | Page 27 of 35 Pages |
1 | NAME OF REPORTING PERSON
Carol Lynn Farmer Waite | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
684,530 | ||||
8 | SHARED VOTING POWER
2,477,728 | |||||
9 | SOLE DISPOSITIVE POWER
684,530 | |||||
10 | SHARED DISPOSITIVE POWER
2,477,728 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,162,258 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.8% | |||||
14 | TYPE OF REPORTING PERSON
IN |
CUSIP No. 307675108 | 13D | Page 28 of 35 Pages |
The following constitutes Amendment No. 8 to the Schedule 13D filed by the undersigned (this Amendment No. 8). This Amendment No. 8 amends the Schedule 13D as specifically set forth herein.
Item 4. | Purpose of Transaction. |
Item 4 is hereby amended to add the following:
On August 11, 2017, the Waite Trust sold 350,000 Shares directly to an investor for approximately $29.60 per share. No Reporting Person has any plans or proposals that would relate to or result in any of the matters set forth in subparagraphs (a)(j) of Item 4 of Schedule 13D.
A. | Waite Trust |
(a) | As of the close of business on August 11, 2017, Waite Trust beneficially owned 266,544 Shares. |
Percentage: 1.6%
(b) | 1. Sole power to vote or direct vote: 266,544 |
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 266,544
4. Shared power to dispose or direct the disposition: 0
(c) | See Item 4, above, for a description of the transaction in the Shares during the past sixty (60) days. |
B. | 1964 JAF Trust |
(a) | As of the close of business on August 11, 2017, 1964 JAF Trust beneficially owned 321,750 Shares. |
Percentage: 1.9%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 321,750
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 321,750
(c) | 1964 JAF Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
C. | 1964 RAF Trust |
(a) | As of the close of business on August 11, 2017, 1964 RAF Trust beneficially owned 321,750 Shares. |
Percentage: 1.9%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 321,750
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 321,750
(c) | 1964 RAF Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
D. | 1964 Roy E Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1964 Roy E Farmer Trust beneficially owned 321,750 Shares. |
CUSIP No. 307675108 | 13D | Page 29 of 35 Pages |
Percentage: 1.9%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 321,750
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 321,750
(c) | 1964 Roy E Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
E. | 1964 Carol Waite Trust |
(a) | As of the close of business on August 11, 2017, 1964 Carol Waite Trust beneficially owned 321,750 Shares. |
Percentage: 1.9%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 321,750
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 321,750
(c) | 1964 Carol Waite Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
F. | 1969 Roy E Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1969 Roy E Farmer Trust beneficially owned 77,960 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 77,960
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 77,960
(c) | 1969 Roy E Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
G. | 1969 JAF Trust |
(a) | As of the close of business on August 11, 2017, 1969 JAF Trust beneficially owned 77,960 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 77,960
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 77,960
(c) | 1969 JAF Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
H. | 1969 RAF Trust |
(a) | As of the close of business on August 11, 2017, 1969 RAF Trust beneficially owned 77,960 Shares. |
CUSIP No. 307675108 | 13D | Page 30 of 35 Pages |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 77,960
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 77,960
(c) | 1969 RAF Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
I. | 1969 Carol Waite Trust |
(a) | As of the close of business on August 11, 2017, 1969 Carol Waite Trust beneficially owned 77,960 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 77,960
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 77,960
(c) | 1969 Carol Waite Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
J. | 1969 Roy F Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1969 Roy F Farmer Trust beneficially owned 77,960 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 77,960
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 77,960
(c) | 1969 Roy F Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
K. | 1969 Emily Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1969 Emily Farmer Trust beneficially owned 77,960 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 77,960
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 77,960
(c) | 1969 Emily Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
L. | 1972 Roy E Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1972 Roy E Farmer Trust beneficially owned 24,000 Shares. |
Percentage: Approximately less than 1%
CUSIP No. 307675108 | 13D | Page 31 of 35 Pages |
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 24,000
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 24,000
(c) | 1972 Roy E Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
M. | 1972 Carol Waite Trust |
(a) | As of the close of business on August 11, 2017, 1972 Carol Waite Trust beneficially owned 24,000 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 24,000
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 24,000
(c) | 1972 Carol Waite Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
N. | 1972 JAF Trust |
(a) | As of the close of business on August 11, 2017, 1972 JAF Trust beneficially owned 24,000 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 24,000
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 24,000
(c) | 1972 JAF Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
O. | 1972 RAF Trust |
(a) | As of the close of business on August 11, 2017, 1972 RAF Trust beneficially owned 24,000 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 24,000
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 24,000
(c) | 1972 RAF Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
P. | 1972 Roy F Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1972 Roy F Farmer Trust beneficially owned 24,000 Shares. |
Percentage: Approximately less than 1%
CUSIP No. 307675108 | 13D | Page 32 of 35 Pages |
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 24,000
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 24,000
(c) | 1972 Roy F Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
Q. | 1972 Emily Farmer Trust |
(a) | As of the close of business on August 11, 2017, 1972 Emily Farmer Trust beneficially owned 24,000 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 24,000
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 24,000
(c) | 1972 Emily Farmer Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
R. | 1984 Jonathan Trust |
(a) | As of the close of business on August 11, 2017, 1984 Jonathan Trust beneficially owned 6,030 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 6,030
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 6,030
(c) | 1984 Jonathan Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
S. | 1987 Roy F Farmer Trust I |
(a) | As of the close of business on August 11, 2017, 1987 Roy F Farmer Trust I beneficially owned 65,930 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 65,930
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 65,930
(c) | 1987 Roy F Farmer Trust I has not entered into any transactions in the Shares during the past (60) sixty days. |
T. | 1987 Roy F Farmer Trust II |
(a) | As of the close of business on August 11, 2017, 1987 Roy F Farmer Trust II beneficially owned 65,930 Shares. |
Percentage: Approximately less than 1%
CUSIP No. 307675108 | 13D | Page 33 of 35 Pages |
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 65,930
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 65,930
(c) | 1987 Roy F Farmer Trust II has not entered into any transactions in the Shares during the past (60) sixty days. |
U. | 1987 Roy F Farmer Trust III |
(a) | As of the close of business on August 11, 2017, 1987 Roy F Farmer Trust III beneficially owned 65,930 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 65,930
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 65,930
(c) | 1987 Roy F Farmer Trust III has not entered into any transactions in the Shares during the past (60) sixty days. |
V. | 1987 Roy F Farmer Trust IV |
(a) | As of the close of business on August 11, 2017, 1987 Roy F Farmer Trust IV beneficially owned 65,930 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 65,930
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 65,930
(c) | 1987 Roy F Farmer Trust IV has not entered into any transactions in the Shares during the past (60) sixty days. |
W. | 1988 Roy F Farmer Trust I |
(a) | As of the close of business on August 11, 2017, 1988 Roy F Farmer Trust I beneficially owned 6,060 Shares. |
Percentage: Approximately less than 1%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 6,060
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 6,060
(c) | 1988 Roy F Farmer Trust I has not entered into any transactions in the Shares during the past (60) sixty days. |
X. | Farmer Insurance Trust |
CUSIP No. 307675108 | 13D | Page 34 of 35 Pages |
(a) | As of the close of business on August 11, 2017, Farmer Insurance Trust beneficially owned 303,158 Shares. |
Percentage: 1.8%
(b) | 1. Sole power to vote or direct vote: 0 |
2. Shared power to vote or direct vote: 303,158
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 303,158
(c) | Farmer Insurance Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
Y. | 2012 Grossman Trust |
(a) | As of the close of business on August 11, 2017, 2012 Grossman Trust beneficially owned 417,986 Shares. |
Percentage: 2.5%
(b) | 1. Sole power to vote or direct vote: 417,986 |
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 417,986
4. Shared power to dispose or direct the disposition: 0
(c) | 2012 Grossman Trust has not entered into any transactions in the Shares during the past (60) sixty days. |
Z. | Carol Lynn Farmer Waite |
(a) | Ms. Waite, as a co-trustee of each of the 1964 Trusts, 1969 Trusts, 1972 Trusts, 1987 Trusts, 1988 Roy F Farmer I Trust, Farmer Insurance Trust, 1984 Jonathan Trust, and as sole trustee of the 2012 Grossman Trust and Carol L Waite Trust, may be deemed to beneficially own the Shares owned directly by such Reporting Persons. As of the close of business on August 11, 2017, Ms. Waite may be deemed to beneficially own 3,162,258 Shares. |
Percentage: 18.8%
(b) | 1. Sole power to vote or direct vote: 684,530 |
2. Shared power to vote or direct vote: 2,477,728
3. Sole power to dispose or direct the disposition: 684,530
4. Shared power to dispose or direct the disposition: 2,477,728
(c) | See Item 4, above, for a description of the transaction in the Shares during the past sixty (60) days. |
The Reporting Persons, as members of a group for the purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each Reporting Person disclaims beneficial ownership of such Shares except to the extent of his, her or its pecuniary interest therein.
(d) | No person other than the Reporting Persons are known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares. |
(e) | Not applicable. |
CUSIP No. 307675108 | 13D | Page 35 of 35 Pages |
SIGNATURE
After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: August 18, 2017
/s/ Ryan C. Wilkins |
RYAN C. WILKINS
as Attorney-in-Fact(1) for Carol Lynn Farmer Waite, in her individual capacity and as trustee or co-trustee, as applicable, of the following family trusts: |
Carol L. Waite Trust
1964 Jeanne Ann Farmer Grossman Trust
1964 Richard Francis Farmer Trust
1964 Roy Edward Farmer Trust
1964 Carol Lynn Farmer Waite Trust
1969 Roy Edward Farmer Trust
1969 Jeanne Ann Farmer Grossman Trust
1969 Richard Francis Farmer Trust
1969 Carol Lynn Farmer Waite Trust
1969 Roy F. Farmer Trust
1969 Emily Marjorie Farmer Trust
1972 Roy Edward Farmer Trust
1972 Carol Lynn Farmer Waite Trust
1972 Jeanne Anne Farmer Grossman Trust
1972 Richard Francis Farmer Trust
1972 Roy F. Farmer Trust
1972 Emily Marjorie Farmer Trust
1984 Jonathan Michael Waite Trust
1987 Roy F. Farmer Trust I
1987 Roy F. Farmer Trust II
1987 Roy F. Farmer Trust III
1987 Roy F. Farmer Trust IV
1988 Roy F. Farmer Trust I
Farmer Insurance Trust
2012 Grossman Irrevocable Trust
(1) | A Power of Attorney authorizing Ryan C. Wilkins to act on behalf of Carol Lynn Farmer Waite as described therein, was previously filed as Exhibit 24.1 to the Form 4 filed on behalf of Carol Lynn Farmer Waite with the Securities and Exchange Commission on May 15, 2017. |