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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 11.66 | 03/18/2011 | M | 17,334 | (1) | 10/03/2015 | Common Stock | 17,334 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 24 | 03/18/2011 | M | 6,634 | (2) | 04/20/2016 | Common Stock | 6,634 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 19.87 | 03/18/2011 | M | 13,267 | (3) | 01/31/2017 | Common Stock | 13,267 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 15.9 | 03/18/2011 | M | 25,600 | (4) | 01/31/2018 | Common Stock | 25,600 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 6.41 | 03/18/2011 | M | 37,800 | (5) | 01/30/2019 | Common Stock | 37,800 | $ 0 | 18,900 | D | ||||
Employee Stock Option (Right to Buy) | $ 12.53 | 03/18/2011 | M | 10,034 | (6) | 01/29/2020 | Common Stock | 10,034 | $ 0 | 20,066 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARONEY JF III 11700 KATY FREEWAY, SUITE 300 HOUSTON, TX 77079 |
VP, Sec. and Gen. Counsel |
/s/ James F. Maroney III | 03/22/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option was granted on 10/3/2005 for the right to buy 52,000 shares of common stock of the Issuer. The option provided for vesting in three annual installments commencing 10/3/2006. An aggregate of 34,666 options were previously exercised on June 24, 2008. |
(2) | The option was granted on 4/20/2006 for the right to buy 19,900 shares of common stock of the Issuer. The option provided for vesting in three annual installments commencing 4/20/2007. An aggregate of 13,266 options were previously exercised on June 25, 2008. |
(3) | The option was granted on 1/31/2007 for the right to buy 19,900 shares of common stock of the Issuer. The option provided for vesting in three annual installments commencing 1/31/2008. An aggregate of 6,633 options were previously exercised on June 25, 2008. |
(4) | The option became fully vested as of 1/31/2011 and was exercised in full on March 18, 2011 as reported herein. |
(5) | The option was granted on 1/30/2009 for the right to buy 56,700 shares of common stock of the Issuer. The option provided for vesting in three annual installments commencing 1/30/2010, of which 37,800 options were exercised on March 18, 2011 as reported herein. |
(6) | The option was granted on 1/29/2010 for the right to buy 30,100 shares of common stock of the Issuer. The option provided for vesting in three annual installments commencing 1/29/2011, of which 10,034 options were exercised on March 18, 2011 as reported herein. |