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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549
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Form 6-K |
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 |
November 5, 2009
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Commission File Number 001-15244
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CREDIT SUISSE GROUP AG
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(Translation of registrant’s name into English)
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Paradeplatz 8, P.O. Box 1, CH-8070 Zurich, Switzerland (Address of principal executive office) |
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. |
Form 20-F Form 40-F |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
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Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
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Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
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Yes No |
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-.
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Explanatory note |
This report on Form 6-K is filed solely to supplement the Credit Suisse Financial Release 3Q09, which was filed in our report on Form 6-K on October 23, 2009, to include further disclosures on fair valuations and, in connection with the condensed consolidated financial statements, further disclosures on fair value of financial instruments, derivatives and hedging activities, investment securities, assets pledged or assigned, transfers of financial assets and variable interest entities and the review report from Credit Suisse's independent registered public accounting firm. Except for the date through which management evaluated subsequent events, no other information in the Credit Suisse Financial Release 3Q09 has been amended or revised in the Credit Suisse Financial Report 3Q09.
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This report on Form 6-K (including the exhibits hereto) is hereby incorporated by reference into the Registration Statement on Form F-3 (file no. 333-158199).
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Exhibits |
No. Description
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23.1 Letter regarding unaudited financial information from the Independent Registered Public Accounting Firm
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99.1 Credit Suisse Financial Report 3Q09
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Signatures |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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CREDIT SUISSE GROUP AG |
(Registrant)
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Date: November 5, 2009
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By:
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/s/ Brady Dougan
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Brady Dougan
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Chief Executive Officer
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By:
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/s/ Renato Fassbind
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Renato Fassbind
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Chief Financial Officer
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Letter regarding unaudited financial information from the Independent Registered Public Accounting Firm |
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Zurich, November 4, 2009
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Credit Suisse Group AG
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Zurich, Switzerland
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Re: Registration Statement No. 333-158199
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With respect to the subject registration statement, we acknowledge our awareness of the incorporation by reference therein of our report dated November 4, 2009 related to our review of interim financial information of Credit Suisse Group AG as of September 30, 2009 and 2008 and for the three and nine-month periods ended September 30, 2009 and 2008.
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Pursuant to Rule 436 under the Securities Act of 1933 (the Act), such report is not considered part of a registration statement prepared or certified by an independent registered public accounting firm, or a report prepared or certified by an independent registered public accounting firm within the meaning of Sections 7 and 11 of the Act.
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KPMG AG
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David L. Jahnke Marc Ufer
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Partner Partner
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