securityvote2012_8-k.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
 
Securities Exchange Act of 1934
 

 
Date of Report (Date of Earliest Event Reported):  April 26, 2012
 
INTERACTIVE BROKERS GROUP, INC.
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
001-33440
30-0390693
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(I.R.S. Employer Identification Number)
     
One Pickwick Plaza, Greenwich, CT 06830
(Address of Principal Executive Offices) (Zip Code)
 
(203) 618-5800
(Registrant’s Telephone Number, Including Area Code)
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
 
 


 

 
Item 5.07
Submission of Matters to a Vote of Security Holders
 
    The annual meeting of stockholders of Interactive Brokers Group, Inc. (the "Company") was held on April 26, 2012.
 
    The stockholders voted on proposals to elect directors to the Company's Board of Directors (the "Board") and to ratify the appointment of Deloitte & Touche LLP as independent auditor.
 
    All nominees for election to the board were elected for a one year term expiring at the annual meeting of stockholders in the following year.  Each director will hold office until his successor has been elected and qualified or until the director's earlier resignation or removal.
   
    The number of votes cast for or against and the number of abstentions with respect to each proposal is set forth below.  The Company's independent inspector of election reported the vote of the stockholders as follows:
 
              Broker
Election of Directors (percentages shown are of the votes cast)
  For       Against   Abstain   Non-Vote

Thomas Peterffy
371,362,927
  
14,218,525
  
358,529
  
8,175,587
 
96.22
 % 
3.68
 % 
0.09
 %   
Earl H. Nemser
370,889,983
  
14,921,822
  
128,176
  
8,175,587
 
96.10
 % 
3.87
 % 
0.03
 %   
Paul J. Brody
374,209,779
  
11,601,801
  
128,401
  
8,175,587
 
96.96
 % 
3.01
 % 
0.03
 %   
Milan Galik
376,473,608
  
9,338,175
  
128,198
  
8,175,587
 
97.55
 %
2.42
 % 
0.03
 %   
Lawrence E. Harris
384,523,624
  
1,406,730
  
9,627
  
8,175,587
 
99.63
 % 
0.36
 % 
0.00
 %   
Hans R. Stoll
384,523,687
  
1,406,667
  
9,627
  
8,175,587
 
99.63
 % 
0.36
 % 
0.00
 %   
Ivers W. Riley
384,523,086
  
1,407,267
  
9,628
  
8,175,587
 
99.63
 % 
0.36
 % 
0.00
 %   
Richard Gates
384,523,799
  
1,406,555
  
9,627
  
8,175,587
 
99.63
 % 
0.36
 % 
0.00
 %   
  
 
    Stockholders approved the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2012, by a vote of 393,914,433 for; 180,320 against; and 20,815 abstentions.
 

 
 
 



 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: May 1, 2012
 
 
INTERACTIVE BROKERS GROUP, INC.
     
     
 
By:
/s/ Paul J. Brody                                     
 
Name:
Paul J. Brody
 
Title:
Chief Financial Officer, Treasurer
and Secretary