UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21614
NAME OF REGISTRANT: Eaton Vance Enhanced Equity
Income Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 255 State Street
Boston, MA 02109
NAME AND ADDRESS OF AGENT FOR SERVICE: Alan R. Dynner, Esq.
255 State Street
Boston, MA 02109
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007
Eaton Vance Enhanced Equity Income Fund
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---------------------------
ALLERGAN, INC.
Agenda Number: 932577995
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---------------------------
Security: 018490102
Meeting Type: Special
Meeting Date: 20-Sep-2006
Ticker: AGN
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO APPROVE AN AMENDMENT TO ALLERGAN S RESTATED Mgmt For
For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON
STOCK ALLERGAN IS AUTHORIZED TO ISSUE FROM
300,000,000 TO 500,000,000.
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---------------------------
ALLERGAN, INC.
Agenda Number: 932656082
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---------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: AGN
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MICHAEL R. GALLAGHER Mgmt For
For
GAVIN S. HERBERT Mgmt For
For
STEPHEN J. RYAN, M.D. Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007
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---------------------------
ALLTEL CORPORATION
Agenda Number: 932686275
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---------------------------
Security: 020039103
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: AT
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
SCOTT T. FORD Mgmt For
For
L.L GELLERSTEDT, III Mgmt For
For
EMON A. MAHONY, JR. Mgmt For
For
RONALD TOWNSEND Mgmt For
For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For
For
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---------------------------
ALTRIA GROUP, INC.
Agenda Number: 932652349
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---------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: MO
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ELIZABETH E. BAILEY Mgmt For
For
HAROLD BROWN Mgmt For
For
MATHIS CABIALLAVETTA Mgmt For
For
LOUIS C. CAMILLERI Mgmt For
For
J. DUDLEY FISHBURN Mgmt For
For
ROBERT E.R. HUNTLEY Mgmt For
For
THOMAS W. JONES Mgmt For
For
GEORGE MUNOZ Mgmt For
For
LUCIO A. NOTO Mgmt For
For
JOHN S. REED Mgmt For
For
STEPHEN M. WOLF Mgmt For
For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For
For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shr For
Against
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN Shr Against
For
OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND
SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shr Against
For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shr Against
For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shr Against
For
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---------------------------
AMERICAN EXPRESS COMPANY
Agenda Number: 932643629
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---------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 23-Apr-2007
Ticker: AXP
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
D.F. AKERSON Mgmt For
For
C. BARSHEFSKY Mgmt For
For
U.M. BURNS Mgmt For
For
K.I. CHENAULT Mgmt For
For
P. CHERNIN Mgmt For
For
V.E. JORDAN, JR. Mgmt For
For
J. LESCHLY Mgmt For
For
R.C. LEVIN Mgmt For
For
R.A. MCGINN Mgmt For
For
E.D. MILLER Mgmt For
For
F.P. POPOFF Mgmt For
For
S.S. REINEMUND Mgmt For
For
R.D. WALTER Mgmt For
For
R.A. WILLIAMS Mgmt For
For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For
For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Mgmt For
For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr For
Against
VOTING FOR DIRECTORS.
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---------------------------
AMGEN INC.
Agenda Number: 932645988
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---------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: AMGN
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For
For
1B ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For
For
1C ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For
For
1D ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For
For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
03 TO APPROVE THE AMENDMENTS TO THE COMPANY S RESTATED Mgmt For
For
CERTIFICATE OF INCORPORATION ELIMINATING THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
04 TO APPROVE THE AMENDMENTS TO THE COMPANY S AMENDED Mgmt For
For
AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
5A STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). Shr Against
For
5B STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). Shr Against
For
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---------------------------
AMVESCAP PLC
Agenda Number: 932679597
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---------------------------
Security: 03235E100
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: AVZ
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO RECEIVE AND ADOPT THE ACCOUNTS AND THE REPORTS Mgmt For
For
OF THE DIRECTORS AND AUDITORS THEREON.
02 TO RECEIVE AND ADOPT THE REPORT OF THE BOARD Mgmt For
For
ON REMUNERATION.
03 TO DECLARE A FINAL DIVIDEND. Mgmt For
For
04 TO RE-ELECT MR JOSEPH R CANION AS A DIRECTOR Mgmt For
For
OF THE COMPANY.
05 TO RE-ELECT MR EDWARD LAWRENCE AS A DIRECTOR Mgmt For
For
OF THE COMPANY.
06 TO RE-ELECT MR JAMES ROBERTSON AS A DIRECTOR Mgmt For
For
OF THE COMPANY.
07 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For
For
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
THE REMUNERATION.
08 TO APPROVE THE CHANGE OF NAME (SPECIAL RESOLUTION). Mgmt For
For
09 TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES PURSUANT Mgmt For
For
TO SECTION 80 OF THE COMPANIES ACT 1985.
10 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS PURSUANT Mgmt For
For
TO SECTION 95 OF THE COMPANIES ACT 1985. (SPECIAL
RESOLUTION).
11 TO RENEW THE COMPANY S AUTHORITY TO MAKE MARKET Mgmt For
For
PURCHASES OF ITS OWN ORDINARY SHARES (SPECIAL
RESOLUTION).
12 TO APPROVE THE AMENDMENTS TO THE ARTICLES OF Mgmt For
For
ASSOCIATION (SPECIAL RESOLUTION).
13 TO APPROVE THE AMENDMENT TO ARTICLE 96.1 OF Mgmt For
For
THE ARTICLES OF ASSOCIATION.
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---------------------------
APPLE INC.
Agenda Number: 932685071
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---------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: AAPL
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt Withheld
Against
MILLARD S. DREXLER Mgmt Withheld
Against
ALBERT A. GORE, JR. Mgmt Withheld
Against
STEVEN P. JOBS Mgmt For
For
ARTHUR D. LEVINSON Mgmt Withheld
Against
ERIC E. SCHMIDT Mgmt Withheld
Against
JEROME B. YORK Mgmt Withheld
Against
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Mgmt For
For
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. EMPLOYEE Mgmt For
For
STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE 1997 DIRECTOR STOCK Mgmt For
For
OPTION PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For
For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For
Against
OPTION DATING POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For
Against
PAY FOR PERFORMANCE STANDARD, IF PROPERLY
PRESENTED AT THE MEETING.
08 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against
For
ENVIRONMENTAL REPORT, IF PROPERLY PRESENTED
AT THE MEETING.
09 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For
Against
EQUITY RETENTION POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
10 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against
For
ELECTRONIC WASTE TAKE BACK AND RECYCLING,
IF PROPERLY PRESENTED AT THE MEETING.
11 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For
Against
ADVISORY VOTE ON COMPENSATION, IF PROPERLY
PRESENTED AT THE MEETING.
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---------------------------
APPLIED MATERIALS, INC.
Agenda Number: 932631915
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---------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: AMAT
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MICHAEL H. ARMACOST Mgmt For
For
ROBERT H. BRUST Mgmt For
For
DEBORAH A. COLEMAN Mgmt For
For
PHILIP V. GERDINE Mgmt For
For
THOMAS J. IANNOTTI Mgmt For
For
CHARLES Y.S. LIU Mgmt For
For
JAMES C. MORGAN Mgmt For
For
GERHARD H. PARKER Mgmt For
For
WILLEM P. ROELANDTS Mgmt For
For
MICHAEL R. SPLINTER Mgmt For
For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For
For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEES Mgmt For
For
STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE Mgmt For
For
BONUS PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For
For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
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---------------------------
ASSURANT, INC.
Agenda Number: 932680437
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---------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: AIZ
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MICHEL BAISE Mgmt For
For
HOWARD L. CARVER Mgmt For
For
JUAN N. CENTO Mgmt For
For
ALLEN R. FREEDMAN Mgmt For
For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For
For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
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---------------------------
AT&T INC.
Agenda Number: 932646360
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---------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: T
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For
For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For
For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For
For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For
For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For
For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For
For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For
For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For
For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For
For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For
For
A11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For
For
A12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For
For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For
For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For
For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For
For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For
For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Mgmt For
For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For
For
B03 APPROVE THE AT&T SEVERANCE POLICY Mgmt For
For
C04 STOCKHOLDER PROPOSAL A Shr Against
For
C05 STOCKHOLDER PROPOSAL B Shr For
Against
C06 STOCKHOLDER PROPOSAL C Shr For
Against
C07 STOCKHOLDER PROPOSAL D Shr For
Against
C08 STOCKHOLDER PROPOSAL E Shr For
Against
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---------------------------
BEST BUY CO., INC.
Agenda Number: 932721738
-----------------------------------------------------------------------------------------------
---------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 27-Jun-2007
Ticker: BBY
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
RONALD JAMES* Mgmt For
For
ELLIOT S. KAPLAN* Mgmt For
For
MATTHEW H. PAULL* Mgmt For
For
JAMES E. PRESS* Mgmt For
For
RICHARD M. SCHULZE* Mgmt For
For
MARY A. TOLAN* Mgmt For
For
HATIM A. TYABJI* Mgmt For
For
ROGELIO M. REBOLLEDO** Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For
For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 1, 2008.
03 APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., Mgmt For
For
INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES SUBJECT TO
THE PLAN TO 38 MILLION SHARES.
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---------------------------
BHP BILLITON LIMITED
Agenda Number: 932594535
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---------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 29-Nov-2006
Ticker: BHP
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO RECEIVE THE 2006 FINANCIAL STATEMENTS AND Mgmt For
For
REPORTS FOR BHP BILLITON PLC
02 TO RECEIVE THE 2006 FINANCIAL STATEMENTS AND Mgmt For
For
REPORTS FOR BHP BILLITON LTD
03 DIRECTOR
MR P M ANDERSON Mgmt For
For
MR P M ANDERSON Mgmt For
For
MR M J KLOPPERS Mgmt For
For
MR M J KLOPPERS Mgmt For
For
MR C J LYNCH Mgmt For
For
MR C J LYNCH Mgmt For
For
MR J NASSER Mgmt For
For
MR J NASSER Mgmt For
For
MR D A CRAWFORD Mgmt For
For
MR D A CRAWFORD Mgmt For
For
MR D R ARGUS Mgmt For
For
MR D R ARGUS Mgmt For
For
DR D C BRINK Mgmt For
For
DR D C BRINK Mgmt For
For
DR J G S BUCHANAN Mgmt For
For
DR J G S BUCHANAN Mgmt For
For
DR J M SCHUBERT Mgmt For
For
DR J M SCHUBERT Mgmt For
For
21 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Mgmt For
For
BHP BILLITON PLC
22 TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES Mgmt For
For
IN BHP BILLITON PLC
23 TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For
For
IN BHP BILLITON PLC
24 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Mgmt For
For
PLC
25A TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For
For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON DECEMBER 31, 2006
25B TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For
For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON MARCH 31, 2007
25C TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For
For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON MAY 15, 2007
25D TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For
For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON JUNE 30, 2007
25E TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For
For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON SEPTEMBER 30, 2007
25F TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For
For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON NOVEMBER 15, 2007
26 TO APPROVE THE 2006 REMUNERATION REPORT Mgmt For
For
27 TO APPROVE THE GRANT OF AWARDS TO MR C W GOODYEAR Mgmt For
For
UNDER THE GIS AND THE LTIP
28 TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS Mgmt For
For
UNDER THE GIS AND THE LTIP
29 TO APPROVE THE GRANT OF AWARDS TO MR C J LYNCH Mgmt For
For
UNDER THE GIS AND THE LTIP
30 TO APPROVE THE BHP BILLITON GLOBAL EMPLOYEE Mgmt For
For
SHARE PLAN
31 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Mgmt For
For
REMUNERATION PAID BY BHP BILLITON PLC TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR
32 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Mgmt For
For
REMUNERATION PAID BY BHP BILLITON LTD TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR
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---------------------------
BIG LOTS, INC.
Agenda Number: 932678444
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---------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 31-May-2007
Ticker: BIG
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JEFFREY P. BERGER Mgmt For
For
SHELDON M. BERMAN Mgmt For
For
STEVEN S. FISHMAN Mgmt For
For
DAVID T. KOLLAT Mgmt For
For
BRENDA J. LAUDERBACK Mgmt For
For
PHILIP E. MALLOTT Mgmt For
For
RUSSELL SOLT Mgmt For
For
JAMES R. TENER Mgmt For
For
DENNIS B. TISHKOFF Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For
For
& TOUCHE LLP AS THE INDEPENDENT AUDITOR FOR
FISCAL 2007.
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---------------------------
BIOGEN IDEC INC.
Agenda Number: 932704299
-----------------------------------------------------------------------------------------------
---------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 31-May-2007
Ticker: BIIB
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JAMES C. MULLEN Mgmt For
For
BRUCE R. ROSS Mgmt For
For
MARIJN E. DEKKERS Mgmt For
For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
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---------------------------
BIOMARIN PHARMACEUTICAL INC.
Agenda Number: 932703932
-----------------------------------------------------------------------------------------------
---------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: BMRN
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JEAN-JACQUES BIENAIME Mgmt For
For
MICHAEL GREY Mgmt Withheld
Against
ELAINE J. HERON Mgmt For
For
JOSEPH KLEIN, III Mgmt For
For
PIERRE LAPALME Mgmt For
For
V. BRYAN LAWLIS Mgmt For
For
ALAN J. LEWIS Mgmt For
For
RICHARD A. MEIER Mgmt For
For
02 PROPOSAL TO RATIFY THE SELECTION BY THE BOARD Mgmt For
For
OF DIRECTORS OF KPMG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
03 PROPOSAL TO INCREASE THE NUMBER OF AUTHORIZED Mgmt For
For
SHARES OF COMMON STOCK OF THE COMPANY FROM
150,000,000 TO 250,000,000.
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---------------------------
BIOMET, INC.
Agenda Number: 932576892
-----------------------------------------------------------------------------------------------
---------------------------
Security: 090613100
Meeting Type: Annual
Meeting Date: 20-Sep-2006
Ticker: BMET
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JERRY L. FERGUSON Mgmt For
For
DANIEL P. HANN Mgmt For
For
THOMAS F. KEARNS, JR. Mgmt For
For
02 APPROVE THE BIOMET, INC. 2006 EQUITY INCENTIVE Mgmt For
For
PLAN.
03 RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS Mgmt For
For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2007.
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---------------------------
BJ'S WHOLESALE CLUB, INC.
Agenda Number: 932695224
-----------------------------------------------------------------------------------------------
---------------------------
Security: 05548J106
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: BJ
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
S. JAMES COPPERSMITH Mgmt For
For
THOMAS J. SHIELDS Mgmt For
For
HERBERT J ZARKIN Mgmt For
For
02 APPROVAL OF 2007 STOCK INCENTIVE PLAN. Mgmt For
For
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For
For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
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---------------------------
BORGWARNER INC.
Agenda Number: 932655369
-----------------------------------------------------------------------------------------------
---------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: BWA
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JERE A. DRUMMOND Mgmt For
For
TIMOTHY M. MANGANELLO Mgmt For
For
ERNEST J. NOVAK, JR. Mgmt For
For
02 TO VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING Shr Against
For
DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For
For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2007.
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---------------------------
BOSTON SCIENTIFIC CORPORATION
Agenda Number: 932656335
-----------------------------------------------------------------------------------------------
---------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: BSX
ISIN:
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---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
URSULA M. BURNS Mgmt For
For
MARYE ANNE FOX, PH.D. Mgmt For
For
N.J. NICHOLAS, JR. Mgmt For
For
JOHN E. PEPPER Mgmt For
For
02 TO AMEND THE CERTIFICATE OF INCORPORATION AND Mgmt For
For
BYLAWS TO DECLASSIFY BOARD OF DIRECTORS
03 TO AMEND THE CERTIFICATE OF INCORPORATION AND Mgmt For
For
BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE
BOARD OF DIRECTORS FROM 15 TO 20 DIRECTORS
04 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Mgmt For
For
BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN EXECUTIVE
OFFICERS)
05 TO REQUIRE EXECUTIVES TO MEET SPECIFIED STOCK Shr For
Against
RETENTION GUIDELINES
06 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For
For
AUDITORS
07 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against
Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF
-----------------------------------------------------------------------------------------------
---------------------------
BROADCOM CORPORATION
Agenda Number: 932657678
-----------------------------------------------------------------------------------------------
---------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: BRCM
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
GEORGE L. FARINSKY Mgmt For
For
MAUREEN E. GRZELAKOWSKI Mgmt Withheld
Against
NANCY H. HANDEL Mgmt For
For
JOHN MAJOR Mgmt Withheld
Against
SCOTT A. MCGREGOR Mgmt For
For
ALAN E. ROSS Mgmt Withheld
Against
HENRY SAMUELI, PH.D. Mgmt Withheld
Against
ROBERT E. SWITZ Mgmt For
For
WERNER F. WOLFEN Mgmt Withheld
Against
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt Against
Against
S 1998 EMPLOYEE STOCK PURCHASE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE BROADCOM CORPORATION EXECUTIVE Mgmt For
For
OFFICER PERFORMANCE BONUS PLAN UNDER WHICH
INCENTIVE BONUSES, QUALIFYING AS PERFORMACE-BASED
COMPENSATION WITHIN THE MEANING OF SECTION
162(M) OF THE INTERNAL REVENUE CODE OF 1986,
AS AMENDED, MAY BE PROVIDED TO CERTAIN EXECUTIVE
OFFICERS.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt Against
Against
S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For
Against
PRESENTED AT THE ANNUAL MEETING.
-----------------------------------------------------------------------------------------------
---------------------------
CAPITAL ONE FINANCIAL CORPORATION
Agenda Number: 932567425
-----------------------------------------------------------------------------------------------
---------------------------
Security: 14040H105
Meeting Type: Special
Meeting Date: 22-Aug-2006
Ticker: COF
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For
For
OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN
CAPITAL ONE FINANCIAL CORPORATION AND NORTH
FORK BANCORPORATION, INC., AS IT MAY BE AMENDED
FROM TIME TO TIME, PURSUANT TO WHICH NORTH
FORK WILL MERGE WITH AND INTO CAPITAL ONE.
02 TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE Mgmt Against
Against
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
-----------------------------------------------------------------------------------------------
---------------------------
CAPITAL ONE FINANCIAL CORPORATION
Agenda Number: 932651602
-----------------------------------------------------------------------------------------------
---------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: COF
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
W. RONALD DIETZ Mgmt For
For
LEWIS HAY, III Mgmt For
For
MAYO SHATTUCK, III Mgmt For
For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For
For
AUDITORS OF THE CORPORATION FOR 2007.
03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Mgmt For
For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shr For
Against
ON EXECUTIVE COMPENSATION.
-----------------------------------------------------------------------------------------------
---------------------------
CAREMARK RX, INC.
Agenda Number: 932625544
-----------------------------------------------------------------------------------------------
---------------------------
Security: 141705103
Meeting Type: Special
Meeting Date: 16-Mar-2007
Ticker: CMX
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For
For
NOVEMBER 1, 2006, BY AND AMONG CVS CORPORATION,
CAREMARK AND TWAIN MERGERSUB L.L.C., AS AMENDED
BY AMENDMENT NO. 1, DATED JANUARY 16, 2007
AND TO APPROVE THE MERGER OF CAREMARK RX, INC.
WITH AND INTO TWAIN MERGERSUB L.L.C., ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF Mgmt For
For
THE SPECIAL MEETING, INCLUDING IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT AND THE APPROVAL
OF THE MERGER.
-----------------------------------------------------------------------------------------------
---------------------------
CHEVRON CORPORATION
Agenda Number: 932647007
-----------------------------------------------------------------------------------------------
---------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: CVX
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For
For
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For
For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For
For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For
For
1E ELECTION OF DIRECTOR: S. GINN Mgmt For
For
1F ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For
For
1G ELECTION OF DIRECTOR: S. NUNN Mgmt For
For
1H ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For
For
1I ELECTION OF DIRECTOR: D.B. RICE Mgmt For
For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For
For
1K ELECTION OF DIRECTOR: K.W. SHARER Mgmt For
For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For
For
1M ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For
For
1N ELECTION OF DIRECTOR: C. WARE Mgmt For
For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For
For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Mgmt For
For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shr Against
For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shr Against
For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shr Against
For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shr For
Against
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER Shr Against
For
RIGHTS PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
CINTAS CORPORATION
Agenda Number: 932581071
-----------------------------------------------------------------------------------------------
---------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: CTAS
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
RICHARD T. FARMER Mgmt For
For
ROBERT J. KOHLHEPP Mgmt For
For
SCOTT D. FARMER Mgmt For
For
GERALD S. ADOLPH Mgmt For
For
PAUL R. CARTER Mgmt For
For
GERALD V. DIRVIN Mgmt For
For
JOYCE HERGENHAN Mgmt For
For
ROGER L. HOWE Mgmt For
For
DAVID C. PHILLIPS Mgmt For
For
02 RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For
For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2007.
03 PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN Shr For
Against
OF THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN
EXECUTIVE OFFICER OF CINTAS.
04 PROPOSAL TO AMEND CINTAS ARTICLES OF INCORPORATION Shr For
Against
TO PROVIDE THAT THE DIRECTOR NOMINEES BE ELECTED
BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF
VOTES CAST AT THE ANNUAL MEETING OF SHAREHOLDERS.
-----------------------------------------------------------------------------------------------
---------------------------
CISCO SYSTEMS, INC.
Agenda Number: 932588405
-----------------------------------------------------------------------------------------------
---------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For
For
M. MICHELE BURNS Mgmt For
For
MICHAEL D. CAPELLAS Mgmt For
For
LARRY R. CARTER Mgmt For
For
JOHN T. CHAMBERS Mgmt For
For
DR. JOHN L. HENNESSY Mgmt For
For
RICHARD M. KOVACEVICH Mgmt For
For
RODERICK C. MCGEARY Mgmt For
For
STEVEN M. WEST Mgmt For
For
JERRY YANG Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr For
Against
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against
For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against
For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
-----------------------------------------------------------------------------------------------
---------------------------
COLGATE-PALMOLIVE COMPANY
Agenda Number: 932664433
-----------------------------------------------------------------------------------------------
---------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: CL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: J.T. CAHILL Mgmt For
For
1B ELECTION OF DIRECTOR: J.K. CONWAY Mgmt For
For
1C ELECTION OF DIRECTOR: E.M. HANCOCK Mgmt For
For
1D ELECTION OF DIRECTOR: D.W. JOHNSON Mgmt For
For
1E ELECTION OF DIRECTOR: R.J. KOGAN Mgmt For
For
1F ELECTION OF DIRECTOR: D.E. LEWIS Mgmt For
For
1G ELECTION OF DIRECTOR: R. MARK Mgmt For
For
1H ELECTION OF DIRECTOR: J.P. REINHARD Mgmt For
For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For
For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 STOCKHOLDER PROPOSAL ON SPECIAL SHAREHOLDER Shr For
Against
MEETINGS
04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr For
Against
-----------------------------------------------------------------------------------------------
---------------------------
COMCAST CORPORATION
Agenda Number: 932669546
-----------------------------------------------------------------------------------------------
---------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: CMCSA
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For
For
KENNETH J. BACON Mgmt For
For
SHELDON M. BONOVITZ Mgmt For
For
EDWARD D. BREEN Mgmt For
For
JULIAN A. BRODSKY Mgmt For
For
JOSEPH J. COLLINS Mgmt For
For
J. MICHAEL COOK Mgmt For
For
JEFFREY A. HONICKMAN Mgmt For
For
BRIAN L. ROBERTS Mgmt For
For
RALPH J. ROBERTS Mgmt For
For
DR. JUDITH RODIN Mgmt For
For
MICHAEL I. SOVERN Mgmt For
For
02 INDEPENDENT AUDITORS Mgmt For
For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shr Against
For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shr For
Against
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shr Against
For
06 ADOPT A RECAPITALIZATION PLAN Shr For
Against
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shr Against
For
08 REQUIRE PAY DIFFERENTIAL REPORT Shr Against
For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
CORNING INCORPORATED
Agenda Number: 932637905
-----------------------------------------------------------------------------------------------
---------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: GLW
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ROBERT F. CUMMINGS, JR. Mgmt For
For
EUGENE C. SIT Mgmt Withheld
Against
WILLIAM D. SMITHBURG Mgmt Withheld
Against
HANSEL E. TOOKES II Mgmt Withheld
Against
WENDELL P. WEEKS Mgmt Withheld
Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For
For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shr For
Against
OF EACH DIRECTOR ANNUALLY.
-----------------------------------------------------------------------------------------------
---------------------------
CYTEC INDUSTRIES INC.
Agenda Number: 932640142
-----------------------------------------------------------------------------------------------
---------------------------
Security: 232820100
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: CYT
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
CHRIS A. DAVIS Mgmt For
For
LOUIS L. HOYNES, JR. Mgmt For
For
WILLIAM P. POWELL Mgmt For
For
02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Mgmt For
For
FOR 2007
-----------------------------------------------------------------------------------------------
---------------------------
DEUTSCHE BANK AG
Agenda Number: 932688647
-----------------------------------------------------------------------------------------------
---------------------------
Security: D18190898
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: DB
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For
For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Mgmt For
For
MANAGEMENT BOARD FOR THE 2006 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Mgmt For
For
SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2007 FINANCIAL Mgmt For
For
YEAR, INTERIM ACCOUNT
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Mgmt For
For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Mgmt For
For
TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT
AS WELL AS FOR THEIR USE
08 AUTHORIZATION TO USE DERIVATIVES WITHIN THE Mgmt For
For
FRAMEWORK OF THE PURCHASE OF OWN SHARES
09 ELECTION TO THE SUPERVISORY BOARD Mgmt For
For
10 RESOLUTION PURSUANT TO SECTION 244 STOCK CORPORATION Mgmt For
For
ACT CONFIRMING THE RESOLUTION RE AGENDA ITEM
8
11 RESOLUTION ON AN AMENDMENT TO SECTION 14 OF Mgmt For
For
THE ARTICLES OF ASSOCIATION CONCERNING THE
REMUNERATION OF THE SUPERVISORY BOARD
12 RESOLUTION ON AN AMENDMENT TO SECTION 3 OF THE Mgmt For
For
ARTICLES OF ASSOCIATION
13 RESOLUTION ON THE AMENDMENT OF SECTION 8 OF Mgmt For
For
THE ARTICLES OF ASSOCIATION ON THE REORGANIZATION
OF THE ADVISORY BODIES
14 CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT Mgmt For
For
TO THE ARTICLES OF ASSOCIATION
-----------------------------------------------------------------------------------------------
---------------------------
E*TRADE FINANCIAL CORPORATION
Agenda Number: 932695250
-----------------------------------------------------------------------------------------------
---------------------------
Security: 269246104
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: ETFC
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
RONALD D. FISHER Mgmt For
For
GEORGE A. HAYTER Mgmt For
For
R. JARRETT LILIEN Mgmt For
For
DONNA L. WEAVER Mgmt For
For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For
For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR FISCAL YEAR 2007.
-----------------------------------------------------------------------------------------------
---------------------------
ECOLAB INC.
Agenda Number: 932661475
-----------------------------------------------------------------------------------------------
---------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ECL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
RICHARD U. DE SCHUTTER Mgmt For
For
JOEL W. JOHNSON Mgmt For
For
BETH M. PRITCHARD Mgmt For
For
HANS VAN BYLEN Mgmt For
For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
-----------------------------------------------------------------------------------------------
---------------------------
EDWARDS LIFESCIENCES CORPORATION
Agenda Number: 932659937
-----------------------------------------------------------------------------------------------
---------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: EW
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ROBERT A. INGRAM Mgmt For
For
VERNON R. LOUCKS JR. Mgmt For
For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For
For
THE LONG-TERM STOCK INCENTIVE COMPENSATION
PROGRAM
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For
For
THE 2001 EMPLOYEE STOCK PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Mgmt For
For
REGISTERED PUBLIC ACCOUNTING FIRM
-----------------------------------------------------------------------------------------------
---------------------------
EMBARQ CORPORATION
Agenda Number: 932642475
-----------------------------------------------------------------------------------------------
---------------------------
Security: 29078E105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: EQ
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
PETER C. BROWN Mgmt For
For
STEVEN A. DAVIS Mgmt For
For
DANIEL R. HESSE Mgmt For
For
JOHN P. MULLEN Mgmt For
For
WILLIAM A. OWENS Mgmt For
For
DINESH C. PALIWAL Mgmt For
For
STEPHANIE M. SHERN Mgmt For
For
LAURIE A. SIEGEL Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For
For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
-----------------------------------------------------------------------------------------------
---------------------------
EMERSON ELECTRIC CO.
Agenda Number: 932615959
-----------------------------------------------------------------------------------------------
---------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2007
Ticker: EMR
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
C. FERNANDEZ G Mgmt Withheld
Against
W. J. GALVIN Mgmt For
For
R. L. RIDGWAY Mgmt For
For
R. L. STEPHENSON Mgmt For
For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For
For
PUBLIC ACCOUNTING FIRM
-----------------------------------------------------------------------------------------------
---------------------------
EXELON CORPORATION
Agenda Number: 932660562
-----------------------------------------------------------------------------------------------
---------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: EXC
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For
For
1B ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For
For
1C ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD Mgmt For
For
1D ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For
For
1E ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For
For
1F ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR Mgmt For
For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For
For
03 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Mgmt For
For
FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING
IN 2008
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER Shr For
Against
APPROVAL OF FUTURE EXECUTIVE SEVERANCE BENEFITS
-----------------------------------------------------------------------------------------------
---------------------------
EXXON MOBIL CORPORATION
Agenda Number: 932676844
-----------------------------------------------------------------------------------------------
---------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: XOM
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
M.J. BOSKIN Mgmt For
For
W.W. GEORGE Mgmt For
For
J.R. HOUGHTON Mgmt For
For
W.R. HOWELL Mgmt For
For
R.C. KING Mgmt For
For
P.E. LIPPINCOTT Mgmt For
For
M.C. NELSON Mgmt For
For
S.J. PALMISANO Mgmt For
For
S.S. REINEMUND Mgmt For
For
W.V. SHIPLEY Mgmt For
For
J.S. SIMON Mgmt For
For
R.W. TILLERSON Mgmt For
For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Mgmt For
For
03 CUMULATIVE VOTING (PAGE 45) Shr For
Against
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shr For
Against
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shr For
Against
06 DIVIDEND STRATEGY (PAGE 48) Shr Against
For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For
Against
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shr Against
For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shr Against
For
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shr Against
For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shr For
Against
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shr Against
For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shr Against
For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shr Against
For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shr Against
For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shr Against
For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI
Agenda Number: 932565673
-----------------------------------------------------------------------------------------------
---------------------------
Security: 313400301
Meeting Type: Annual
Meeting Date: 08-Sep-2006
Ticker: FRE
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For
For
GEOFFREY T. BOISI Mgmt For
For
MICHELLE ENGLER Mgmt For
For
ROBERT R. GLAUBER Mgmt For
For
RICHARD KARL GOELTZ Mgmt For
For
THOMAS S. JOHNSON Mgmt For
For
WILLIAM M. LEWIS, JR. Mgmt For
For
EUGENE M. MCQUADE Mgmt For
For
SHAUN F. O'MALLEY Mgmt For
For
JEFFREY M. PEEK Mgmt For
For
RONALD F. POE Mgmt For
For
STEPHEN A. ROSS Mgmt For
For
RICHARD F. SYRON Mgmt For
For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2006.
03 A STOCKHOLDER PROPOSAL REGARDING CHARITABLE Shr Against
For
CONTRIBUTIONS.
-----------------------------------------------------------------------------------------------
---------------------------
FEDERAL HOME LOAN MORTGAGE CORPORATI
Agenda Number: 932713642
-----------------------------------------------------------------------------------------------
---------------------------
Security: 313400301
Meeting Type: Annual
Meeting Date: 08-Jun-2007
Ticker: FRE
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For
For
1B ELECTION OF DIRECTOR: GEOFFREY T. BOISI Mgmt For
For
1C ELECTION OF DIRECTOR: MICHELLE ENGLER Mgmt For
For
1D ELECTION OF DIRECTOR: ROBERT R. GLAUBER Mgmt For
For
1E ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Mgmt For
For
1F ELECTION OF DIRECTOR: THOMAS S. JOHNSON Mgmt For
For
1G ELECTION OF DIRECTOR: WILLIAM M. LEWIS, JR. Mgmt For
For
1H ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For
For
1I ELECTION OF DIRECTOR: SHAUN F. O MALLEY Mgmt For
For
1J ELECTION OF DIRECTOR: JEFFREY M. PEEK Mgmt For
For
1K ELECTION OF DIRECTOR: NICOLAS P. RETSINAS Mgmt For
For
1L ELECTION OF DIRECTOR: STEPHEN A. ROSS Mgmt For
For
1M ELECTION OF DIRECTOR: RICHARD F. SYRON Mgmt For
For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2007.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For
For
THE 1995 DIRECTORS STOCK COMPENSATION PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
FEDERATED DEPARTMENT STORES, INC.
Agenda Number: 932683231
-----------------------------------------------------------------------------------------------
---------------------------
Security: 31410H101
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: FD
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
SARA LEVINSON Mgmt For
For
JOSEPH NEUBAUER Mgmt For
For
JOSEPH PICHLER Mgmt For
For
JOYCE M. ROCHE Mgmt For
For
KARL VON DER HEYDEN Mgmt For
For
CRAIG E. WEATHERUP Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Mgmt For
For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
03 TO APPROVE AN AMENDMENT TO FEDERATED S CERTIFICATE Mgmt For
For
OF INCORPORATION TO CHANGE THE CORPORATE NAME.
04 TO APPROVE FEDERATED S 1992 INCENTIVE BONUS Mgmt For
For
PLAN, AS AMENDED.
05 TO APPROVE THE ISSUANCE OF COMMON STOCK UNDER Mgmt For
For
THE DIRECTOR DEFERRED COMPENSATION PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
FISHER SCIENTIFIC INTERNATIONAL INC.
Agenda Number: 932570333
-----------------------------------------------------------------------------------------------
---------------------------
Security: 338032204
Meeting Type: Special
Meeting Date: 30-Aug-2006
Ticker: FSH
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Mgmt For
For
OF MERGER, DATED AS OF MAY 7, 2006, BY AND
AMONG THERMO ELECTRON CORPORATION, TRUMPET
MERGER CORPORATION AND FISHER.
02 ADJOURNMENT OF THE FISHER SPECIAL MEETING, IF Mgmt For
For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
-----------------------------------------------------------------------------------------------
---------------------------
FLUOR CORPORATION
Agenda Number: 932641132
-----------------------------------------------------------------------------------------------
---------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: FLR
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For
For
1B ELECTION OF DIRECTOR: KENT KRESA Mgmt For
For
1C ELECTION OF DIRECTOR: LORD ROBIN W. RENWICK Mgmt For
For
1D ELECTION OF DIRECTOR: PETER S. WATSON Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For
For
LLP AS REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007.
-----------------------------------------------------------------------------------------------
---------------------------
GENERAL DYNAMICS CORPORATION
Agenda Number: 932654040
-----------------------------------------------------------------------------------------------
---------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: GD
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For
For
1B ELECTION OF DIRECTOR: J.S. CROWN Mgmt For
For
1C ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For
For
1D ELECTION OF DIRECTOR: C.H. GOODMAN Mgmt For
For
1E ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For
For
1F ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For
For
1G ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For
For
1H ELECTION OF DIRECTOR: J.M. KEANE Mgmt For
For
1I ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For
For
1J ELECTION OF DIRECTOR: L.L. LYLES Mgmt For
For
1K ELECTION OF DIRECTOR: C.E. MUNDY, JR. Mgmt For
For
1L ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For
For
02 SELECTION OF INDEPENDENT AUDITORS Mgmt For
For
03 SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR-PERFORMANCEShr For
Against
STANDARD
04 SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE Shr For
Against
BASED STOCK OPTIONS
-----------------------------------------------------------------------------------------------
---------------------------
GOOGLE INC.
Agenda Number: 932673886
-----------------------------------------------------------------------------------------------
---------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: GOOG
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For
For
SERGEY BRIN Mgmt For
For
LARRY PAGE Mgmt For
For
L. JOHN DOERR Mgmt For
For
JOHN L. HENNESSY Mgmt For
For
ARTHUR D. LEVINSON Mgmt For
For
ANN MATHER Mgmt For
For
PAUL S. OTELLINI Mgmt For
For
K. RAM SHRIRAM Mgmt For
For
SHIRLEY M. TILGHMAN Mgmt For
For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For
For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Mgmt Against
Against
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER
BY 4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Mgmt For
For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shr Against
For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM
OF ACCESS TO THE INTERNET.
-----------------------------------------------------------------------------------------------
---------------------------
HALLIBURTON COMPANY
Agenda Number: 932669205
-----------------------------------------------------------------------------------------------
---------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: HAL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: K.M. BADER Mgmt For
For
1B ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For
For
1C ELECTION OF DIRECTOR: J.R. BOYD Mgmt For
For
1D ELECTION OF DIRECTOR: M. CARROLL Mgmt For
For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Mgmt For
For
1F ELECTION OF DIRECTOR: K.T DERR Mgmt For
For
1G ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For
For
1H ELECTION OF DIRECTOR: W.R. HOWELL Mgmt For
For
1I ELECTION OF DIRECTOR: D.J. LESAR Mgmt For
For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For
For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For
For
1L ELECTION OF DIRECTOR: D.L. REED Mgmt For
For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For
For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against
For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against
For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
HARLEY-DAVIDSON, INC.
Agenda Number: 932658264
-----------------------------------------------------------------------------------------------
---------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 28-Apr-2007
Ticker: HOG
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
BARRY K. ALLEN Mgmt For
For
RICHARD I. BEATTIE Mgmt For
For
JUDSON C. GREEN Mgmt For
For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For
For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
-----------------------------------------------------------------------------------------------
---------------------------
HERBALIFE, LTD.
Agenda Number: 932647451
-----------------------------------------------------------------------------------------------
---------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: HLF
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: LEROY T. BARNES. Mgmt For
For
1B ELECTION OF DIRECTOR: RICHARD P. BERMINGHAM. Mgmt For
For
1C ELECTION OF DIRECTOR: PETER MASLEN. Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For
For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2007.
03 APPROVE THE COMPANY S EMPLOYEE STOCK PURCHASE Mgmt For
For
PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
HEWLETT-PACKARD COMPANY
Agenda Number: 932626394
-----------------------------------------------------------------------------------------------
---------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: HPQ
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For
For
1B ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For
For
1C ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For
For
1D ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For
For
1E ELECTION OF DIRECTOR: M.V. HURD Mgmt For
For
1F ELECTION OF DIRECTOR: R.L. RYAN Mgmt For
For
1G ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For
For
1H ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For
For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2007
03 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shr For
Against
NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS
OF HEWLETT-PACKARD COMPANY
04 STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE Shr Against
For
ROLES OF CEO AND CHAIRMAN
05 STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE Shr For
Against
POISON PILL TO SHAREHOLDER VOTE
06 STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE Shr For
Against
-----------------------------------------------------------------------------------------------
---------------------------
HOSPIRA, INC.
Agenda Number: 932654141
-----------------------------------------------------------------------------------------------
---------------------------
Security: 441060100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: HSP
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
CONNIE R. CURRAN Mgmt For
For
MARK F. WHEELER Mgmt For
For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For
For
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2007.
-----------------------------------------------------------------------------------------------
---------------------------
INTEL CORPORATION
Agenda Number: 932667009
-----------------------------------------------------------------------------------------------
---------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: INTC
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For
For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against
Against
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For
For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For
For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For
For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For
For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For
For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For
For
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For
For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For
For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For
For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For
For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For
For
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For
For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against
For
EXECUTIVE COMPENSATION
-----------------------------------------------------------------------------------------------
---------------------------
INTERNATIONAL BUSINESS MACHINES CORP
Agenda Number: 932642944
-----------------------------------------------------------------------------------------------
---------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: IBM
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
C. BLACK Mgmt For
For
K.I. CHENAULT Mgmt For
For
J. DORMANN Mgmt For
For
M.L. ESKEW Mgmt For
For
S.A. JACKSON Mgmt For
For
M. MAKIHARA Mgmt For
For
L.A. NOTO Mgmt For
For
J.W. OWENS Mgmt For
For
S.J. PALMISANO Mgmt For
For
J.E. SPERO Mgmt For
For
S. TAUREL Mgmt For
For
L.H. ZAMBRANO Mgmt For
For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For
For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For
For
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For
For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR
SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION
OUTSIDE THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For
For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE
OF SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For
For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shr For
Against
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against
For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr For
Against
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against
For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr Against
For
DIRECTORS
-----------------------------------------------------------------------------------------------
---------------------------
JPMORGAN CHASE & CO.
Agenda Number: 932660120
-----------------------------------------------------------------------------------------------
---------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JPM
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
CRANDALL C. BOWLES Mgmt For
For
STEPHEN B. BURKE Mgmt For
For
JAMES S. CROWN Mgmt For
For
JAMES DIMON Mgmt For
For
ELLEN V. FUTTER Mgmt For
For
WILLIAM H. GRAY, III Mgmt For
For
LABAN P. JACKSON, JR. Mgmt For
For
ROBERT I. LIPP Mgmt For
For
DAVID C. NOVAK Mgmt For
For
LEE R. RAYMOND Mgmt For
For
WILLIAM C. WELDON Mgmt For
For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For
For
ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against
For
04 PERFORMANCE-BASED RESTRICTED STOCK Shr For
Against
05 EXECUTIVE COMPENSATION APPROVAL Shr For
Against
06 SEPARATE CHAIRMAN Shr Against
For
07 CUMULATIVE VOTING Shr For
Against
08 MAJORITY VOTING FOR DIRECTORS Shr Against
For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against
For
10 SLAVERY APOLOGY REPORT Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Agenda Number: 932660170
-----------------------------------------------------------------------------------------------
---------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: LLL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MICHAEL T. STRIANESE Mgmt For
For
CLAUDE R. CANIZARES Mgmt For
For
THOMAS A. CORCORAN Mgmt For
For
ALAN H. WASHKOWITZ Mgmt For
For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For
For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
-----------------------------------------------------------------------------------------------
---------------------------
LINCOLN NATIONAL CORPORATION
Agenda Number: 932666615
-----------------------------------------------------------------------------------------------
---------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: LNC
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
WILLIAM J. AVERY Mgmt For
For
WILLIAM H. CUNNINGHAM Mgmt For
For
WILLIAM P. PAYNE Mgmt For
For
PATRICK S. PITTARD Mgmt For
For
JILL S. RUCKELSHAUS Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For
For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For
For
LINCOLN NATIONAL CORPORATION AMENDED AND RESTATED
INCENTIVE COMPENSATION PLAN.
04 TO APPROVE THE LINCOLN NATIONAL CORPORATION Mgmt For
For
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
-----------------------------------------------------------------------------------------------
---------------------------
LINEAR TECHNOLOGY CORPORATION
Agenda Number: 932587251
-----------------------------------------------------------------------------------------------
---------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 01-Nov-2006
Ticker: LLTC
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ROBERT H. SWANSON, JR. Mgmt For
For
DAVID S. LEE Mgmt Withheld
Against
LOTHAR MAIER Mgmt For
For
RICHARD M. MOLEY Mgmt For
For
THOMAS S. VOLPE Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 1, 2007.
-----------------------------------------------------------------------------------------------
---------------------------
MELLON FINANCIAL CORPORATION
Agenda Number: 932646031
-----------------------------------------------------------------------------------------------
---------------------------
Security: 58551A108
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: MEL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JARED L. COHON Mgmt For
For
IRA J. GUMBERG Mgmt For
For
ROBERT P. KELLY Mgmt For
For
DAVID S. SHAPIRA Mgmt For
For
JOHN P. SURMA Mgmt Withheld
Against
02 PROPOSAL TO AMEND THE BY-LAWS OF MELLON FINANCIAL Mgmt For
For
CORPORATION.
03 PROPOSAL TO APPROVE THE ADOPTION OF AMENDMENTS Mgmt For
For
TO MELLON FINANCIAL CORPORATION LONG TERM PROFIT
INCENTIVE PLAN (2004).
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For
For
PUBLIC ACCOUNTANTS.
-----------------------------------------------------------------------------------------------
---------------------------
MELLON FINANCIAL CORPORATION
Agenda Number: 932694361
-----------------------------------------------------------------------------------------------
---------------------------
Security: 58551A108
Meeting Type: Special
Meeting Date: 24-May-2007
Ticker: MEL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt Against
Against
AND PLAN OF MERGER, DATED AS OF DECEMBER 3,
2006, AND AMENDED AND RESTATED AS OF FEBRUARY
23, 2007, AND FURTHER AMENDED AND RESTATED
AS OF MARCH 30, 2007, BY AND BETWEEN MELLON
FINANCIAL CORPORATION, THE BANK OF NEW YORK
COMPANY, INC. AND THE BANK OF NEW YORK MELLON
CORPORATION, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Mgmt For
For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT
OF THE VOTING POWER REPRESENTED BY THE OUTSTANDING
VOTING SHARES OF NEWCO, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Mgmt For
For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S
CERTIFICATE OF INCORPORATION.
04 TO ADJOURN THE MELLON SPECIAL MEETING, IF NECESSARY Mgmt For
For
OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES.
-----------------------------------------------------------------------------------------------
---------------------------
MERRILL LYNCH & CO., INC.
Agenda Number: 932645940
-----------------------------------------------------------------------------------------------
---------------------------
Security: 590188108
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: MER
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JOHN D. FINNEGAN Mgmt For
For
JOSEPH W. PRUEHER Mgmt For
For
ANN N. REESE Mgmt For
For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For
For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 INSTITUTE CUMULATIVE VOTING Shr For
Against
04 SUBMIT NAMED EXECUTIVE OFFICERS COMPENSATION Shr For
Against
TO SHAREHOLDERS FOR ANNUAL RATIFICATION
05 ADOPT POLICY THAT SIGNIFICANT PORTION OF FUTURE Shr For
Against
EQUITY COMPENSATION BE PERFORMANCE-VESTING
SHARES
-----------------------------------------------------------------------------------------------
---------------------------
MICROSOFT CORPORATION
Agenda Number: 932591173
-----------------------------------------------------------------------------------------------
---------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 14-Nov-2006
Ticker: MSFT
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For
For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For
For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For
For
1D ELECTION OF DIRECTOR: DINA DUBLON Mgmt For
For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For
For
1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For
For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For
For
1H ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For
For
1I ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For
For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For
For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shr Against
For
PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shr Against
For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
MIRANT CORPORATION
Agenda Number: 932666627
-----------------------------------------------------------------------------------------------
---------------------------
Security: 60467R100
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: MIR
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
THOMAS W. CASON Mgmt For
For
A.D. (PETE) CORRELL Mgmt For
For
TERRY G. DALLAS Mgmt For
For
THOMAS H. JOHNSON Mgmt For
For
JOHN T. MILLER Mgmt For
For
EDWARD R. MULLER Mgmt For
For
ROBERT C. MURRAY Mgmt For
For
JOHN M. QUAIN Mgmt For
For
WILLIAM L. THACKER Mgmt For
For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPEDENT Mgmt For
For
AUDITOR FOR 2007.
-----------------------------------------------------------------------------------------------
---------------------------
MORGAN STANLEY
Agenda Number: 932634353
-----------------------------------------------------------------------------------------------
---------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: MS
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECT ROY J. BOSTOCK Mgmt For
For
1B ELECT ERSKINE B. BOWLES Mgmt For
For
1C ELECT HOWARD J. DAVIES Mgmt For
For
1D ELECT C. ROBERT KIDDER Mgmt For
For
1E ELECT JOHN J. MACK Mgmt For
For
1F ELECT DONALD T. NICOLAISEN Mgmt For
For
1G ELECT CHARLES H. NOSKI Mgmt For
For
1H ELECT HUTHAM S. OLAYAN Mgmt For
For
1I ELECT CHARLES E. PHILLIPS, JR. Mgmt For
For
1J ELECT O. GRIFFITH SEXTON Mgmt For
For
1K ELECT LAURA D. TYSON Mgmt For
For
1L ELECT KLAUS ZUMWINKEL Mgmt Against
Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For
For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For
For
PLAN
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For
Against
VOTE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr For
Against
ADVISORY VOTE
-----------------------------------------------------------------------------------------------
---------------------------
NABORS INDUSTRIES LTD.
Agenda Number: 932527356
-----------------------------------------------------------------------------------------------
---------------------------
Security: G6359F103
Meeting Type: Annual
Meeting Date: 06-Jul-2006
Ticker: NBR
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
EUGENE M. ISENBERG Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
AUDITORS REMUNERATION.
03 MANAGEMENT PROPOSAL: APPROVAL OF THE COMPANY Mgmt No vote
S AMENDED AND RESTATED 2003 EMPLOYEE STOCK
PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
NABORS INDUSTRIES LTD.
Agenda Number: 932715014
-----------------------------------------------------------------------------------------------
---------------------------
Security: G6359F103
Meeting Type: Annual
Meeting Date: 05-Jun-2007
Ticker: NBR
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ALEXANDER M. KNASTER Mgmt For
For
JAMES L. PAYNE Mgmt For
For
HANS W. SCHMIDT Mgmt For
For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For
For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
AUDITORS REMUNERATION.
03 SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS Shr For
Against
TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
OF THE COMPANY.
04 SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR SUPERIOR Shr For
Against
PERFORMANCE STANDARD IN THE COMPANY S EXECUTIVE
COMPENSATION PLAN FOR SENIOR EXECUTIVES.
-----------------------------------------------------------------------------------------------
---------------------------
NEWMONT MINING CORPORATION
Agenda Number: 932638604
-----------------------------------------------------------------------------------------------
---------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: NEM
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
G.A. BARTON Mgmt Withheld
Against
V.A. CALARCO Mgmt For
For
N. DOYLE Mgmt For
For
V.M. HAGEN Mgmt For
For
M.S. HAMSON Mgmt For
For
P. LASSONDE Mgmt For
For
R.J. MILLER Mgmt For
For
W.W. MURDY Mgmt For
For
R.A. PLUMBRIDGE Mgmt For
For
J.B. PRESCOTT Mgmt Withheld
Against
D.C. ROTH Mgmt Withheld
Against
J.V. TARANIK Mgmt For
For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For
For
03 STOCKHOLDER PROPOSAL REGARDING NEWMONT S INDONESIAN Shr Against
For
OPERATIONS, IF INTRODUCED AT THE MEETING.
04 STOCKHOLDER PROPOSAL REGARDING A REPORT TO STOCKHOLDERS Shr For
For
REGARDING NEWMONT S POLICIES AND PRACTICES
IN COMMUNITIES AROUND ITS OPERATIONS, IF INTRODUCED
AT THE MEETING.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shr For
Against
CHAIRMAN.
-----------------------------------------------------------------------------------------------
---------------------------
NII HOLDINGS, INC.
Agenda Number: 932685665
-----------------------------------------------------------------------------------------------
---------------------------
Security: 62913F201
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: NIHD
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JOHN DONOVAN Mgmt Withheld
Against
STEVEN P. DUSSEK Mgmt Withheld
Against
STEVEN M. SHINDLER Mgmt For
For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For
For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
-----------------------------------------------------------------------------------------------
---------------------------
NIKE, INC.
Agenda Number: 932573911
-----------------------------------------------------------------------------------------------
---------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 18-Sep-2006
Ticker: NKE
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JILL K. CONWAY Mgmt For
For
ALAN B. GRAF, JR. Mgmt For
For
JEANNE P. JACKSON Mgmt For
For
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS Shr Against
For
REPORT.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For
For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
-----------------------------------------------------------------------------------------------
---------------------------
NORTHROP GRUMMAN CORPORATION
Agenda Number: 932682481
-----------------------------------------------------------------------------------------------
---------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: NOC
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For
For
1B ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For
For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For
For
1D ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For
For
1E ELECTION OF DIRECTOR: CHARLES R. LARSON Mgmt For
For
1F ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For
For
1G ELECTION OF DIRECTOR: PHILIP A. ODEEN Mgmt For
For
1H ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For
For
1I ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For
For
1J ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For
For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For
For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S 1995 STOCK PLAN Mgmt For
For
FOR NON-EMPLOYEE DIRECTORS.
04 SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN Shr Against
For
MILITARY SALES.
05 SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE Shr For
Against
COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Against
For
BOARD CHAIRMAN.
-----------------------------------------------------------------------------------------------
---------------------------
ORACLE CORPORATION
Agenda Number: 932579747
-----------------------------------------------------------------------------------------------
---------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 09-Oct-2006
Ticker: ORCL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For
For
LAWRENCE J. ELLISON Mgmt For
For
DONALD L. LUCAS Mgmt For
For
MICHAEL J. BOSKIN Mgmt For
For
JACK F. KEMP Mgmt Withheld
Against
JEFFREY S. BERG Mgmt For
For
SAFRA A. CATZ Mgmt For
For
HECTOR GARCIA-MOLINA Mgmt For
For
H. RAYMOND BINGHAM Mgmt For
For
CHARLES E. PHILLIPS, JR Mgmt For
For
NAOMI O. SELIGMAN Mgmt For
For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For
For
THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For
For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2007.
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Mgmt For
For
RESTATED 1993 DIRECTORS STOCK PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
PAYCHEX, INC.
Agenda Number: 932579709
-----------------------------------------------------------------------------------------------
---------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 05-Oct-2006
Ticker: PAYX
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1 A ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For
For
1 B ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt For
For
1 C ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For
For
1 D ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For
For
1 E ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For
For
1 F ELECTION OF DIRECTOR: JONATHAN J. JUDGE Mgmt For
For
1 G ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For
For
-----------------------------------------------------------------------------------------------
---------------------------
PEPSICO, INC.
Agenda Number: 932655345
-----------------------------------------------------------------------------------------------
---------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: PEP
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: D. DUBLON Mgmt For
For
1B ELECTION OF DIRECTOR: V.J. DZAU Mgmt For
For
1C ELECTION OF DIRECTOR: R.L. HUNT Mgmt For
For
1D ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For
For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For
For
1F ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For
For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For
For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For
For
1I ELECTION OF DIRECTOR: D. VASELLA Mgmt For
For
1J ELECTION OF DIRECTOR: M.D. WHITE Mgmt For
For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For
For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Mgmt For
For
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shr Against
For
(PROXY STATEMENT P. 44)
-----------------------------------------------------------------------------------------------
---------------------------
PRECISION CASTPARTS CORP.
Agenda Number: 932562704
-----------------------------------------------------------------------------------------------
---------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 16-Aug-2006
Ticker: PCP
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MARK DONEGAN Mgmt For
For
VERNON E. OECHSLE Mgmt For
For
02 AMENDING THE RESTATED ARTICLES OF INCORPORATION Mgmt For
For
TO INCREASE AUTHORIZED COMMON STOCK TO 450,000,000
SHARES
03 REAPPROVING THE 2001 STOCK INCENTIVE PLAN Mgmt For
For
-----------------------------------------------------------------------------------------------
---------------------------
RESPIRONICS, INC.
Agenda Number: 932594864
-----------------------------------------------------------------------------------------------
---------------------------
Security: 761230101
Meeting Type: Annual
Meeting Date: 14-Nov-2006
Ticker: RESP
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JOSEPH C. LAWYER Mgmt For
For
SEAN C. MCDONALD Mgmt For
For
MYLLE H. MANGUM Mgmt For
For
JOHN C. MILES II Mgmt For
For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For
For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
03 TO APPROVE THE ADOPTION OF THE RESPIRONICS, Mgmt For
For
INC. 2007 EMPLOYEE STOCK PURCHASE PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
SAFEWAY INC.
Agenda Number: 932669192
-----------------------------------------------------------------------------------------------
---------------------------
Security: 786514208
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: SWY
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For
For
1B ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For
For
1C ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For
For
1D ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For
For
1E ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Mgmt For
For
1F ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Mgmt For
For
1G ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For
For
1H ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For
For
1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For
For
02 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND INCENTIVE Mgmt For
For
AWARD PLAN.
03 APPROVAL OF AMENDED AND RESTATED CAPITAL PERFORMANCE Mgmt For
For
BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY EMPLOYEES
OF SAFEWAY INC.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For
For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
05 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr For
Against
06 STOCKHOLDER PROPOSAL REQUESTING THAT AN INDEPENDENT Shr Against
For
DIRECTOR SERVE AS CHAIRMAN OF THE BOARD.
07 STOCKHOLDER PROPOSAL REQUESTING THE LABELING Shr Against
For
OF PRODUCTS OF CLONING OR GENETIC ENGINEERING.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shr Against
For
ISSUE A SUSTAINABILITY REPORT.
09 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shr Against
For
ISSUE A REPORT ON CONTROLLED-ATMOSPHERE KILLING.
-----------------------------------------------------------------------------------------------
---------------------------
SANDISK CORPORATION
Agenda Number: 932675208
-----------------------------------------------------------------------------------------------
---------------------------
Security: 80004C101
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: SNDK
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
DR. ELI HARARI Mgmt Withheld
Against
IRWIN FEDERMAN Mgmt Withheld
Against
STEVEN J. GOMO Mgmt Withheld
Against
EDDY W. HARTENSTEIN Mgmt Withheld
Against
CATHERINE P. LEGO Mgmt Withheld
Against
MICHAEL E. MARKS Mgmt Withheld
Against
DR. JAMES D. MEINDL Mgmt Withheld
Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 30, 2007.
03 TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING Shr For
Against
PERFORMANCE-VESTING SHARES.
-----------------------------------------------------------------------------------------------
---------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N
Agenda Number: 932636484
-----------------------------------------------------------------------------------------------
---------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: SLB
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
P. CAMUS Mgmt For
For
J.S. GORELICK Mgmt For
For
A. GOULD Mgmt For
For
T. ISAAC Mgmt For
For
N. KUDRYAVTSEV Mgmt For
For
A. LAJOUS Mgmt For
For
M.E. MARKS Mgmt For
For
D. PRIMAT Mgmt For
For
L.R. REIF Mgmt For
For
T.I. SANDVOLD Mgmt For
For
N. SEYDOUX Mgmt For
For
L.G. STUNTZ Mgmt For
For
R. TALWAR Mgmt For
For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Mgmt For
For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For
For
FIRM.
-----------------------------------------------------------------------------------------------
---------------------------
SEAGATE TECHNOLOGY
Agenda Number: 932591286
-----------------------------------------------------------------------------------------------
---------------------------
Security: G7945J104
Meeting Type: Annual
Meeting Date: 26-Oct-2006
Ticker: STX
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. Mgmt For
For
1B ELECT WILLIAM W. BRADLEY AS A DIRECTOR. Mgmt For
For
1C ELECT MICHAEL R. CANNON AS A DIRECTOR. Mgmt For
For
1D ELECT JAMES A. DAVIDSON AS A DIRECTOR. Mgmt For
For
1E ELECT DONALD E. KIERNAN AS A DIRECTOR. Mgmt For
For
1F ELECT STEPHEN J. LUCZO AS A DIRECTOR. Mgmt For
For
1G ELECT DAVID F. MARQUARDT AS A DIRECTOR. Mgmt For
For
1H ELECT LYDIA M. MARSHALL AS A DIRECTOR. Mgmt For
For
1I ELECT C.S. PARK AS A DIRECTOR. Mgmt For
For
1J ELECT GREGORIO REYES AS A DIRECTOR. Mgmt For
For
1K ELECT JOHN W. THOMPSON AS A DIRECTOR. Mgmt For
For
1L ELECT WILLIAM D. WATKINS AS A DIRECTOR. Mgmt For
For
02 APPROVE AN INCREASE IN SHARES ELIGIBLE FOR ISSUANCE Mgmt Against
Against
UNDER 2004 STOCK COMPENSATION PLAN IN THE AMOUNT
OF 36 MILLION SHARES.
03 APPROVE AN INCREASE IN THE ISSUABLE SHARES FOR Mgmt For
For
PURCHASE UNDER EMPLOYEE STOCK PURCHASE PLAN
IN THE AMOUNT OF 10 MILLION SHARES.
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For
For
TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING
FIRM.
-----------------------------------------------------------------------------------------------
---------------------------
SHIRE PLC
Agenda Number: 932659076
-----------------------------------------------------------------------------------------------
---------------------------
Security: 82481R106
Meeting Type: Special
Meeting Date: 16-Apr-2007
Ticker: SHPGY
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO APPROVE THE ACQUISITION BY THE COMPANY OF Mgmt For
For
NEW RIVER PHARMACEUTICALS, INC. AND APPROVE
THE INCREASE IN THE BORROWING LIMITS OF THE
COMPANY.
-----------------------------------------------------------------------------------------------
---------------------------
SHIRE PLC
Agenda Number: 932728047
-----------------------------------------------------------------------------------------------
---------------------------
Security: 82481R106
Meeting Type: Annual
Meeting Date: 20-Jun-2007
Ticker: SHPGY
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
O1 TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS Mgmt For
For
FOR THE YEAR ENDED DECEMBER 31, 2006.
O2 TO RE-ELECT DR JAMES HENRY CAVANAUGH AS A DIRECTOR. Mgmt For
For
O3 TO RE-ELECT DR BARRY JOHN PRICE AS A DIRECTOR. Mgmt For
For
O4 TO ELECT MS KATHLEEN ANNE NEALON AS A DIRECTOR. Mgmt For
For
O5 TO ELECT DR JEFFREY MARC LEIDEN AS A DIRECTOR. Mgmt For
For
O6 TO RE-ELECT MR MATTHEW WILLIAM EMMENS AS A DIRECTOR. Mgmt For
For
O7 TO RE-ELECT MR DAVID JOHN KAPPLER AS A DIRECTOR. Mgmt For
For
O8 TO RE-ELECT MR PATRICK LANGLOIS AS A DIRECTOR. Mgmt For
For
O9 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For
For
OF THE COMPANY.
O10 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For
For
THE REMUNERATION OF THE AUDITORS.
O11 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For
For
FOR THE YEAR ENDED DECEMBER 31, 2006.
O12 TO AUTHORISE THE ALLOTMENT OF SHARES. Mgmt For
For
S13 TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION Mgmt For
For
RIGHTS.
S14 TO AUTHORISE MARKET PURCHASES. Mgmt For
For
S15 TO AUTHORISE DONATIONS TO EU POLITICAL ORGANISATIONS Mgmt For
For
AND THE INCURRING OF EU POLITICAL EXPENDITURE.
S16 TO APPROVE THE RULES OF THE 2007 SHIRE PLC EMPLOYEE Mgmt For
For
STOCK PURCHASE PLAN AND TO AUTHORISE THE DIRECTORS
TO MAKE MODIFICATIONS AND TO ESTABLISH FURTHER
PLANS.
-----------------------------------------------------------------------------------------------
---------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,
Agenda Number: 932703576
-----------------------------------------------------------------------------------------------
---------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: HOT
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
DUNCAN Mgmt For
For
ARON Mgmt For
For
BARSHEFSKY Mgmt For
For
CHAPUS Mgmt Withheld
Against
GALBREATH Mgmt For
For
HIPPEAU Mgmt For
For
QUAZZO Mgmt For
For
RYDER Mgmt For
For
YOUNGBLOOD Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For
For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For
For
THE COMPANY S CHARTER.
-----------------------------------------------------------------------------------------------
---------------------------
STATE STREET CORPORATION
Agenda Number: 932647083
-----------------------------------------------------------------------------------------------
---------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: STT
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
T. ALBRIGHT Mgmt For
For
K. BURNES Mgmt For
For
P. COYM Mgmt For
For
N. DAREHSHORI Mgmt For
For
A. FAWCETT Mgmt For
For
A. GOLDSTEIN Mgmt For
For
D. GRUBER Mgmt For
For
L. HILL Mgmt For
For
C. LAMANTIA Mgmt For
For
R. LOGUE Mgmt For
For
M. MISKOVIC Mgmt For
For
R. SERGEL Mgmt For
For
R. SKATES Mgmt For
For
G. SUMME Mgmt For
For
D. WALSH Mgmt For
For
R. WEISSMAN Mgmt For
For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Mgmt For
For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
-----------------------------------------------------------------------------------------------
---------------------------
SUNCOR ENERGY INC.
Agenda Number: 932656816
-----------------------------------------------------------------------------------------------
---------------------------
Security: 867229106
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2007
Ticker: SU
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MEL E. BENSON Mgmt For
For
BRIAN A. CANFIELD Mgmt For
For
BRYAN P. DAVIES Mgmt For
For
BRIAN A. FELESKY Mgmt For
For
JOHN T. FERGUSON Mgmt For
For
W. DOUGLAS FORD Mgmt For
For
RICHARD L. GEORGE Mgmt For
For
JOHN R. HUFF Mgmt For
For
M. ANN MCCAIG Mgmt For
For
MICHAEL W. O'BRIEN Mgmt For
For
EIRA M. THOMAS Mgmt For
For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For
For
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR.
03 APPROVAL OF AMENDMENTS TO EQUITY COMPENSATION Mgmt For
For
PLANS PLEASE READ THE RESOLUTION IN FULL IN
THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
04 APPROVAL OF PERFORMANCE STOCK OPTIONS PLEASE Mgmt Against
Against
READ THE RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
05 AMENDMENT OF BYLAWS PLEASE READ THE RESOLUTION Mgmt For
For
IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
-----------------------------------------------------------------------------------------------
---------------------------
TEXAS INSTRUMENTS INCORPORATED
Agenda Number: 932638399
-----------------------------------------------------------------------------------------------
---------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: TXN
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For
For
1B ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For
For
1C ELECTION OF DIRECTOR: D.A. CARP. Mgmt Against
Against
1D ELECTION OF DIRECTOR: C.S. COX. Mgmt For
For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For
For
1F ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For
For
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For
For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For
For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt Against
Against
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For
For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt Against
Against
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For
For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
-----------------------------------------------------------------------------------------------
---------------------------
THE ALLSTATE CORPORATION
Agenda Number: 932659420
-----------------------------------------------------------------------------------------------
---------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: ALL
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For
For
1B ELECTION OF DIRECTOR: JAMES G. ANDRESS Mgmt For
For
1C ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For
For
1D ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For
For
1E ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For
For
1F ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For
For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For
For
1H ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Mgmt For
For
1I ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For
For
1J ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For
For
1K ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For
For
1L ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For
For
1M ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For
For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For
For
AUDITORS FOR 2007.
03 AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For
For
TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS.
-----------------------------------------------------------------------------------------------
---------------------------
THE BANK OF NEW YORK COMPANY, INC.
Agenda Number: 932640762
-----------------------------------------------------------------------------------------------
---------------------------
Security: 064057102
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: BK
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
MR. BIONDI Mgmt For
For
MR. DONOFRIO Mgmt For
For
MR. HASSELL Mgmt For
For
MR. KOGAN Mgmt For
For
MR. KOWALSKI Mgmt For
For
MR. LUKE Mgmt For
For
MS. REIN Mgmt For
For
MR. RENYI Mgmt For
For
MR. RICHARDSON Mgmt For
For
MR. SCOTT Mgmt For
For
MR. VAUGHAN Mgmt For
For
02 A VOTE FOR RATIFICATION OF AUDITORS Mgmt For
For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE Shr For
Against
MAJORITY VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr For
Against
VOTING.
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shr For
Against
COMPENSATION.
-----------------------------------------------------------------------------------------------
---------------------------
THE BANK OF NEW YORK COMPANY, INC.
Agenda Number: 932692761
-----------------------------------------------------------------------------------------------
---------------------------
Security: 064057102
Meeting Type: Special
Meeting Date: 24-May-2007
Ticker: BK
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For
For
AND PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN
MELLON FINANCIAL CORPORATION, THE BANK OF NEW
YORK COMPANY, INC. AND THE BANK OF NEW YORK
MELLON CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Mgmt Against
Against
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT
OF THE OUTSTANDING VOTING SHARES OF NEWCO FOR
DIRECT SHAREHOLDER AMENDMENT OF ARTICLE V OF
THE BY-LAWS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Mgmt For
For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S
CERTIFICATE OF INCORPORATION.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Mgmt For
For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
-----------------------------------------------------------------------------------------------
---------------------------
THE BOEING COMPANY
Agenda Number: 932651676
-----------------------------------------------------------------------------------------------
---------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2007
Ticker: BA
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For
For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For
For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For
For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For
For
1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For
For
1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For
For
1G ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For
For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For
For
1I ELECTION OF DIRECTOR: RICHARD D. NANULA Mgmt For
For
1J ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Mgmt For
For
1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For
For
02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Mgmt For
For
LLP AS INDEPENDENT AUDITORS.
03 PREPARE A REPORT ON FOREIGN MILITARY SALES. Shr Against
For
04 DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. Shr Against
For
05 PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. Shr Against
For
06 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shr Against
For
07 SEPARATE THE ROLES OF CEO AND CHAIRMAN. Shr Against
For
08 SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. Shr Against
For
09 ADVISORY VOTE ON COMPENSATION DISCUSSION AND Shr For
Against
ANALYSIS.
10 ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS. Shr For
Against
11 RECOUP UNEARNED MANAGEMENT BONUSES. Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
THE CHARLES SCHWAB CORPORATION
Agenda Number: 932657399
-----------------------------------------------------------------------------------------------
---------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: SCHW
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
WILLIAM F. ALDINGER III Mgmt For
For
DONALD G. FISHER Mgmt For
For
PAULA A. SNEED Mgmt For
For
02 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For
For
03 APPROVAL OF AMENDMENTS TO 2004 STOCK INCENTIVE Mgmt For
For
PLAN
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against
For
05 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW AMENDMENT Shr Against
For
FOR MAJORITY VOTING
-----------------------------------------------------------------------------------------------
---------------------------
THE GOLDMAN SACHS GROUP, INC.
Agenda Number: 932632917
-----------------------------------------------------------------------------------------------
---------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For
For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For
For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For
For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For
For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For
For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For
For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For
For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For
For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For
For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For
For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For
For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For
For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against
For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against
For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
THE PROCTER & GAMBLE COMPANY
Agenda Number: 932579103
-----------------------------------------------------------------------------------------------
---------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: PG
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
NORMAN R. AUGUSTINE Mgmt For
For
A.G. LAFLEY Mgmt For
For
JOHNATHAN A. RODGERS Mgmt For
For
JOHN F. SMITH, JR. Mgmt For
For
MARGARET C. WHITMAN Mgmt For
For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For
For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For
For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For
For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against
For
OPTIONS
-----------------------------------------------------------------------------------------------
---------------------------
THE WILLIAMS COMPANIES, INC.
Agenda Number: 932676654
-----------------------------------------------------------------------------------------------
---------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: WMB
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: KATHLEEN B. COOPER. Mgmt For
For
1B ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY. Mgmt For
For
1C ELECTION OF DIRECTOR: CHARLES M. LILLIS. Mgmt For
For
1D ELECTION OF DIRECTOR: WILLIAM G. LOWRIE. Mgmt For
For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For
For
FOR 2007.
03 APPROVAL OF THE WILLIAMS COMPANIES, INC. 2007 Mgmt For
For
INCENTIVE PLAN.
04 APPROVAL OF THE WILLIAMS COMPANIES, INC. 2007 Mgmt For
For
EMPLOYEE STOCK PURCHASE PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
THERMO FISHER SCIENTIFIC INC.
Agenda Number: 932689485
-----------------------------------------------------------------------------------------------
---------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: TMO
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 ELECTION OF DIRECTORS: MARIJN E. DEKKERS Mgmt For
For
02 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Mgmt For
For
INC. 2007 EMPLOYEES STOCK PURCHASE PLAN.
03 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For
For
-----------------------------------------------------------------------------------------------
---------------------------
TIME WARNER INC.
Agenda Number: 932680350
-----------------------------------------------------------------------------------------------
---------------------------
Security: 887317105
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: TWX
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For
For
JEFFREY L. BEWKES Mgmt For
For
STEPHEN F. BOLLENBACH Mgmt For
For
FRANK J. CAUFIELD Mgmt For
For
ROBERT C. CLARK Mgmt For
For
MATHIAS DOPFNER Mgmt For
For
JESSICA P. EINHORN Mgmt For
For
REUBEN MARK Mgmt For
For
MICHAEL A. MILES Mgmt For
For
KENNETH J. NOVACK Mgmt For
For
RICHARD D. PARSONS Mgmt For
For
FRANCIS T. VINCENT, JR. Mgmt For
For
DEBORAH C. WRIGHT Mgmt For
For
02 RATIFICATION OF AUDITORS. Mgmt For
For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For
For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For
Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against
For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For
Against
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For
Against
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shr Against
For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER
RIGHTS PLAN HAS BEEN ADOPTED.
-----------------------------------------------------------------------------------------------
---------------------------
UBS AG
Agenda Number: 932658529
-----------------------------------------------------------------------------------------------
---------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: UBS
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Mgmt No vote
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND Mgmt No vote
FOR FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Mgmt No vote
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt No vote
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Mgmt No vote
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Mgmt No vote
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Mgmt No vote
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Mgmt No vote
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF
THE ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Mgmt No vote
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Mgmt No vote
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
-----------------------------------------------------------------------------------------------
---------------------------
UNITED TECHNOLOGIES CORPORATION
Agenda Number: 932634377
-----------------------------------------------------------------------------------------------
---------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: UTX
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For
For
GEORGE DAVID Mgmt For
For
JOHN V. FARACI Mgmt For
For
JEAN-PIERRE GARNIER Mgmt For
For
JAMIE S. GORELICK Mgmt For
For
CHARLES R. LEE Mgmt For
For
RICHARD D. MCCORMICK Mgmt For
For
HAROLD MCGRAW III Mgmt For
For
RICHARD B. MYERS Mgmt For
For
FRANK P. POPOFF Mgmt For
For
H. PATRICK SWYGERT Mgmt For
For
ANDRE VILLENEUVE Mgmt For
For
H.A. WAGNER Mgmt For
For
CHRISTINE TODD WHITMAN Mgmt For
For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Mgmt For
For
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shr Against
For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shr Against
For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shr Against
For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO Shr For
Against
RATIFY EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shr For
Against
-----------------------------------------------------------------------------------------------
---------------------------
W. R. BERKLEY CORPORATION
Agenda Number: 932676868
-----------------------------------------------------------------------------------------------
---------------------------
Security: 084423102
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: BER
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
W. ROBERT BERKLEY, JR. Mgmt For
For
MARK E. BROCKBANK Mgmt For
For
RONALD E. BLAYLOCK Mgmt For
For
MARY C. FARRELL Mgmt For
For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For
For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR W. R. BERKLEY CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007
-----------------------------------------------------------------------------------------------
---------------------------
WACHOVIA CORPORATION
Agenda Number: 932640801
-----------------------------------------------------------------------------------------------
---------------------------
Security: 929903102
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: WB
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
ERNEST S. RADY*** Mgmt For
For
JERRY GITT** Mgmt For
For
JOHN T. CASTEEN, III* Mgmt For
For
MARYELLEN C. HERRINGER* Mgmt For
For
JOSEPH NEUBAUER* Mgmt For
For
TIMOTHY D. PROCTOR* Mgmt For
For
VAN L. RICHEY* Mgmt For
For
DONA DAVIS YOUNG* Mgmt For
For
02 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt For
For
OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
03 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt Against
Against
OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
04 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For
For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
05 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shr For
Against
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
06 A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shr Against
For
OF DIRECTOR NOMINEES.
07 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shr Against
For
CONTRIBUTIONS.
08 A STOCKHOLDER PROPOSAL REGARDING SEPARATING Shr Against
For
THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
-----------------------------------------------------------------------------------------------
---------------------------
WAL-MART STORES, INC.
Agenda Number: 932700669
-----------------------------------------------------------------------------------------------
---------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 01-Jun-2007
Ticker: WMT
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For
For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For
For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For
For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For
For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For
For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For
For
1G ELECTION OF DIRECTOR: DAVID D. GLASS Mgmt For
For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For
For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Mgmt For
For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For
For
1K ELECTION OF DIRECTOR: JACK C. SHEWMAKER Mgmt Against
Against
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For
For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For
For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For
For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For
For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For
For
ACCOUNTANTS
03 CHARITABLE CONTRIBUTIONS REPORT Shr Against
For
04 UNIVERSAL HEALTH CARE POLICY Shr Against
For
05 PAY-FOR-SUPERIOR-PERFORMANCE Shr For
Against
06 EQUITY COMPENSATION GLASS CEILING Shr Against
For
07 COMPENSATION DISPARITY Shr Against
For
08 BUSINESS SOCIAL RESPONSIBILITY REPORT Shr Against
For
09 EXECUTIVE COMPENSATION VOTE Shr For
Against
10 POLITICAL CONTRIBUTIONS REPORT Shr Against
For
11 SOCIAL AND REPUTATION IMPACT REPORT Shr Against
For
12 CUMULATIVE VOTING Shr For
Against
13 QUALIFICATIONS FOR DIRECTOR NOMINEES Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
WALGREEN CO.
Agenda Number: 932608752
-----------------------------------------------------------------------------------------------
---------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 10-Jan-2007
Ticker: WAG
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For
For
WILLIAM C. FOOTE Mgmt For
For
JAMES J. HOWARD Mgmt For
For
ALAN G. MCNALLY Mgmt For
For
CORDELL REED Mgmt For
For
JEFFREY A. REIN Mgmt For
For
NANCY M. SCHLICHTING Mgmt For
For
DAVID Y. SCHWARTZ Mgmt For
For
JAMES A. SKINNER Mgmt For
For
MARILOU M. VON FERSTEL Mgmt For
For
CHARLES R. WALGREEN III Mgmt For
For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For
For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Mgmt For
For
CO. RESTRICTED PERFORMANCE SHARE PLAN.
-----------------------------------------------------------------------------------------------
---------------------------
WESTERN REFINING, INC.
Agenda Number: 932689269
-----------------------------------------------------------------------------------------------
---------------------------
Security: 959319104
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: WNR
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
JEFF A. STEVENS Mgmt Withheld
Against
RALPH A. SCHMIDT Mgmt Withheld
Against
WILLIAM D. SANDERS Mgmt For
For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For
For
AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2007
-----------------------------------------------------------------------------------------------
---------------------------
WILLIS GROUP HOLDINGS LIMITED
Agenda Number: 932650597
-----------------------------------------------------------------------------------------------
---------------------------
Security: G96655108
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: WSH
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE. Mgmt For
For
1B ELECTION OF DIRECTOR: WILLIAM W. BRADLEY. Mgmt For
For
1C ELECTION OF DIRECTOR: JOSEPH A. CALIFANO JR. Mgmt For
For
1D ELECTION OF DIRECTOR: ANNA C. CATALANO. Mgmt For
For
1E ELECTION OF DIRECTOR: ERIC G. FRIBERG. Mgmt For
For
1F ELECTION OF DIRECTOR: SIR ROY GARDNER. Mgmt For
For
1G ELECTION OF DIRECTOR: SIR JEREMY HANLEY. Mgmt For
For
1H ELECTION OF DIRECTOR: WENDY E. LANE. Mgmt For
For
1I ELECTION OF DIRECTOR: JAMES F. MCCANN. Mgmt For
For
1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI. Mgmt For
For
1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS. Mgmt For
For
02 REAPPOINTMENT AND REMUNERATION OF DELOITTE & Mgmt For
For
TOUCHE AS INDEPENDENT AUDITORS.
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---------------------------
WINDSTREAM CORPORATION
Agenda Number: 932658202
-----------------------------------------------------------------------------------------------
---------------------------
Security: 97381W104
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: WIN
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
S.E. "SANDY" BEALL, III Mgmt For
For
DENNIS E. FOSTER Mgmt For
For
FRANCIS X. FRANTZ Mgmt For
For
JEFFERY R. GARDNER Mgmt For
For
JEFFREY T. HINSON Mgmt For
For
JUDY K. JONES Mgmt For
For
WILLIAM A. MONTGOMERY Mgmt For
For
FRANK E. REED Mgmt For
For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Mgmt For
For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For
For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shr Against
For
-----------------------------------------------------------------------------------------------
---------------------------
WM. WRIGLEY JR. COMPANY
Agenda Number: 932631888
-----------------------------------------------------------------------------------------------
---------------------------
Security: 982526105
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: WWY
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
THOMAS A. KNOWLTON Mgmt For
For
STEVEN B. SAMPLE Mgmt For
For
ALEX SHUMATE Mgmt For
For
WILLIAM D. PEREZ Mgmt For
For
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Mgmt For
For
OF INCORPORATION TO PERMIT AMENDMENT OF THE
BYLAWS OF THE COMPANY TO ADOPT MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS.
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Mgmt For
For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31,
2007.
-----------------------------------------------------------------------------------------------
---------------------------
WYETH
Agenda Number: 932650434
-----------------------------------------------------------------------------------------------
---------------------------
Security: 983024100
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: WYE
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: ROBERT ESSNER Mgmt For
For
1B ELECTION OF DIRECTOR: JOHN D. FEERICK Mgmt For
For
1C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, Mgmt For
For
PH.D.
1D ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For
For
1E ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. Mgmt For
For
1F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For
For
1G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt For
For
1H ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., Mgmt For
For
PH.D., M.P.H.
1I ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For
For
1J ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For
For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For
For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For
For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For
For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For
For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 VOTE TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For
For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
04 VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE Mgmt For
For
PLAN FOR TAX COMPLIANCE
05 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against
For
06 REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS Shr Against
For
IN CANADA
07 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against
For
08 RECOUPMENT OF INCENTIVE BONUSES Shr For
Against
09 INTERLOCKING DIRECTORSHIPS Shr Against
For
10 PROPOSAL WITHDRAWN. NO VOTE REQUIRED Mgmt Abstain
11 SEPARATING THE ROLES OF CHAIRMAN AND CEO Shr For
Against
12 STOCKHOLDER ADVISORY VOTE ON COMPENSATION Shr For
Against
-----------------------------------------------------------------------------------------------
---------------------------
YUM! BRANDS, INC.
Agenda Number: 932671008
-----------------------------------------------------------------------------------------------
---------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: YUM
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
01 DIRECTOR
DAVID W. DORMAN Mgmt For
For
MASSIMO FERRAGAMO Mgmt For
For
J. DAVID GRISSOM Mgmt For
For
BONNIE G. HILL Mgmt For
For
ROBERT HOLLAND, JR. Mgmt For
For
KENNETH G. LANGONE Mgmt For
For
JONATHAN S. LINEN Mgmt For
For
THOMAS C. NELSON Mgmt For
For
DAVID C. NOVAK Mgmt For
For
THOMAS M. RYAN Mgmt For
For
JACKIE TRUJILLO Mgmt For
For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 17 Mgmt For
For
OF PROXY)
03 SHAREHOLDER PROPOSAL RELATING TO THE MACBRIDE Shr Against
For
PRINCIPLES (PAGE 19 OF PROXY)
04 SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY Shr For
Against
SHAREHOLDER VOTE TO RATIFY EXECUTIVE COMPENSATION
(PAGE 21 OF PROXY)
05 SHAREHOLDER PROPOSAL RELATING TO A PAY FOR SUPERIOR Shr For
Against
PERFORMANCE PROPOSAL (PAGE 24 OF PROXY)
06 SHAREHOLDER PROPOSAL RELATING TO A FUTURE SEVERANCE Shr For
Against
AGREEMENTS PROPOSAL (PAGE 27 OF PROXY)
07 SHAREHOLDER PROPOSAL RELATING TO SUSTAINABLE Shr Against
For
FISH (PAGE 29 OF PROXY)
08 SHAREHOLDER PROPOSAL RELATING TO A PROPOSAL Shr Against
For
REGARDING ANIMAL WELFARE (PAGE 32 OF PROXY)
-----------------------------------------------------------------------------------------------
---------------------------
ZIMMER HOLDINGS, INC.
Agenda Number: 932648578
-----------------------------------------------------------------------------------------------
---------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 07-May-2007
Ticker: ZMH
ISIN:
-----------------------------------------------------------------------------------------------
---------------------------
Prop.# Proposal Proposal Proposal Vote
For/Against
Type
Management
1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For
For
1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For
For
02 AUDITOR RATIFICATION Mgmt For
For
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Mgmt For
For
TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS
04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shr For
Against
VOTE
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Enhanced Equity Income Fund
By (Signature) /s/ Duncan W. Richardson
Name Duncan W. Richardson
Title President
Date 08/29/2007