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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | (3) | 09/30/2006 | M | 348 (1) | 09/30/2006 | 09/30/2006 | Common Stock | 348 | $ 0 | 0 | D | ||||
Phantom Stock Units | (3) | 09/30/2006 | A | 341 | 09/30/2009 | 09/30/2009 | Common Stock | 341 | $ 37.09 (4) | 341 | D | ||||
Phantom Stock Units | (3) | 09/30/2006 | A | 340 | (5) | (5) | Common Stock | 340 | $ 37.09 (4) | 340 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITTINGTON MARNA C 2959 BARLEY MILL ROAD YORKLAND, DE 19736 |
X |
/s/Christopher M. Kelly, as attorney-in-fact for Marna C. Whittington pursuant to a Power of Attorney | 10/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount of the phantom stock units previously reported was 174 shares, but was adjusted to reflect the 2-for-1 stock split that occurred with respect to Issuer's common stock on June 9, 2006. The number reported reflects the 1-for-1 conversion of phantom stock units to shares of common stock of the Issuer. |
(2) | Includes 16 shares received September 30, 2006 pursuant to a dividend reinvestment feature of the Isuer's directors compensation program. |
(3) | 1-for-1 conversion. |
(4) | The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed. |
(5) | Units are to be received by reporting person upon termination from the Board of Directors. |