UNITED STATES |
OMB APPROVAL |
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SECURITIES AND EXCHANGE COMMISSION |
OMB
Number 3235-0101 |
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FORM 144 |
SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP NUMBER |
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1
(a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
WORK LOCATION |
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1(d)
ADDRESS OF ISSUER |
(e) TELEPHONE NO. |
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AREA CODE |
NUMBER |
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2
(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO
BE SOLD |
(b) IRS IDENT. NO. |
(c)
RELATIONSHIP
TO ISSUER |
(d)
ADDRESS STREET CITY STATE
ZIP CODE |
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INSTRUCTION:
The
person filing this notice should contact the issuer to obtain the IRS.
Identification Number and the S.E.C. File Number.
3 (a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
Title of the |
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Number of Shares |
Aggregate |
Number of Shares |
Approximate |
Name of Each |
Common
Stock |
Mellon
Securities LLC |
65,000 |
$2,946,450 |
525,167,433 |
03/29/07 |
New York Stock Exchange |
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INSTRUCTIONS:
1.
(a) Name of issuer |
3.
(a) Title of the class of securities to be sold |
Potential persons who are to respond
to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number. SEC 1147 (01-04)
TABLE
I - SECURITIES TO BE SOLD
Furnish
the following information with respect to the acquisition of the securities to
be sold
and with respect to the payment of all or any part of the purchase price or
other consideration therefor:
Title of |
Date You |
Nature of Acquisition Transaction |
Name of Person from
Whom Acquired |
Amount of |
Date of |
Nature of Payment |
Common Stock
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3/28/03 |
Exercise
of Stock Options awarded pursuant to Issuer's 1995 Executive Equity Incentive
Plan and adjusted to reflect the Issuer's 2-for-1 stock split that occurred
June 9, 2006. |
Federated Department Stores, Inc.
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65,000 |
(1) |
(1) |
INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE
II - SECURITIES SOLD DURING
THE PAST 3 MONTHS
Furnish
the following information as to all securities of the issuer sold during the
past 3 months by the person for whose account the securities are to be sold.
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Amount of |
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Thomas G. Cody |
Common Stock | 03/02/2007 |
120,000 |
$5,330,124 |
REMARKS:
(1)
Securities are to be acquired pursuant to an exercise of stock options awarded
at an exercise price of $14.285 which price will be netted out of the proceeds
received upon sale of all such stock.
(2) The filing of this Form 144 shall not be construed as an admission that
the undersigned is an Affiliate of the Issuer..
INSTRUCTIONS: |
ATTENTION: |
03/29/07 |
/s/Christopher
M. Kelly (2) |
The
notice shall be signed by the person for whose account the securities are to be
sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
SEC 1147 (01-04)