1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options to purchase Common Stock
|
Â
(1)
|
03/21/2018 |
Common Stock
|
20,382
|
$
24.85
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(2)
|
03/19/2020 |
Common Stock
|
11,212
|
$
20.89
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(3)
|
03/25/2021 |
Common Stock
|
28,089
|
$
23.43
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(4)
|
03/23/2022 |
Common Stock
|
24,549
|
$
39.84
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(5)
|
03/19/2023 |
Common Stock
|
29,629
|
$
41.67
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(6)
|
03/28/2024 |
Common Stock
|
18,877
|
$
58.92
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(7)
|
03/27/2025 |
Common Stock
|
27,237
|
$
63.65
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(8)
|
03/23/2026 |
Common Stock
|
45,941
|
$
43.42
|
D
|
Â
|
Options to purchase Common Stock
|
Â
(9)
|
03/24/2027 |
Common Stock
|
97,709
|
$
28.17
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common Stock
|
23,685
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options became exercisable as follows: 5,096 on March 21, 2009; 5,095 on March 21, 2010; 5,096 on March 21, 2011 and 5,095 on March 21, 2012. |
(2) |
Options became exercisable as follows: 2,803 on March 19, 2011; 2,803 on March 19, 2012; 2,803 on March 19, 2013 and 2,803 on March 19, 2014. |
(3) |
Options became exercisable as follows: 7,023 on March 25, 2012; 7,022 on March 25, 2013; 7,022 on March 25, 2014; 7,022 on March 25, 2015. |
(4) |
Options became exercisable as follows: 6,138 on March 23, 2013; 6,137 on March 23, 2014; 6,137 on March 23, 2015 and 6,137 on March 23, 2016. |
(5) |
Options became exercisable as follows: 7,408 on March 19, 2014; 7,407 on March 19, 2015; 7,407 on March 19, 2016 and 7,407 on March 19, 2017. |
(6) |
Options became exercisable as follows: 4,720 on March 28, 2015; 4,719 on March 28, 2016; 4,719 on March 28, 2017 and 4,719 on March 28, 2018. |
(7) |
Options became exercisable as follows: 6,810 on March 27, 2016; 6,809 on March 27, 2017; 6,809 on March 27, 2018 and 6,809 on March 27, 2019. |
(8) |
Options became exercisable as follows: 11,486 on March 23, 2017; 11,485 on March 23, 2018; 11,485 on March 23, 2019 and 11,485 on March 23, 2020. |
(9) |
Options became exercisable as follows: 24,428 on March 24, 2018; 24,427 on March 24, 2019; 24,427 on March 24, 2020 and 24,427 on March 24, 2021. |
(10) |
The Restricted Stock Units vest on August 25, 2020. |
(11) |
Each restricted stock unit represents a contingent right to receive one share of Macy's Common Stock. |