As filed with the Securities and Exchange Commission on May 22, 2017
Registration No. 333-217856
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM
S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
CREDIT SUISSE GROUP AG
(Exact Name of Registrant as Specified in Its Charter)
Canton of Zurich, Switzerland (State or Other Jurisdiction of Incorporation or Organization) |
98-0215385 (I.R.S. Employer Identification No.) |
Paradeplatz 8
CH 8001 Zurich, Switzerland
+41 44 212 1616
(Address and telephone number of Registrant’s principal executive offices)
2017 Rights Offering
(Full Title of the Plan)
Lawrence Young
General Counsel
Credit Suisse (USA), Inc.
Eleven Madison Avenue
New York, NY 10010
(212) 325-2000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Romeo Cerutti
General Counsel
Credit Suisse Group AG
Paradeplatz 8
CH 8001 Zurich, Switzerland
+41 44 212 1616
René Bösch
Homburger AG
Prime Tower
Hardstrasse 201
CH 8005 Zurich, Switzerland
+ 41 43 222 10 00
David I. Gottlieb
Cleary Gottlieb Steen & Hamilton LLP
One Liberty Plaza
New York, New York 10006
(212) 225-2000
EXPLANATORY NOTE
On May 10, 2017, Credit Suisse Group AG, a company incorporated under the laws of Switzerland (the “Registrant”) filed a Registration Statement on Form S-8 (File No. 333-217856) (the “Registration Statement”). This Post-Effective Amendment No. 1 (the “Post-Effective Amendment”) to the Registrant’s Registration Statement is being filed to include an updated opinion of Homburger AG with respect to the legality of the securities being registered attached as Exhibit 5.1 hereto. No awards were granted in reliance on the Registration Statement between the filing of the Registration Statement and the filing of this Post-Effective Amendment. Consequently, Exhibit 5.1 to this Post-Effective Amendment supersedes Exhibit 5.1 to the Registration Statement in all respects.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe it meets all of the requirements for filing on Form S-8 and has duly caused this post-effective amendment to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Zurich, Switzerland, on May 22, 2017.
CREDIT SUISSE GROUP AG
By /s/ Tidjane Thiam
Name: Tidjane Thiam
Title: Chief Executive Officer
By /s/ David Mathers
Name: David Mathers
Title: Chief Financial Officer
Pursuant to the requirements of the Securities Act, this post-effective amendment to the registration statement has been signed by the following persons in the following capacities on May 22, 2017.
Signatures |
Title |
/s/ Tidjane Thiam |
Chief Executive Officer |
Tidjane Thiam | (Principal Executive Officer) |
/s/ David Mathers |
Chief Financial Officer |
David Mathers | (Principal Accounting Officer) |
* |
Chairman of the Board of Directors |
Urs Rohner | |
* |
Vice Chair of the Board of Directors |
Richard E. Thornburgh | |
* |
Director |
Iris Bohnet | |
* |
Director |
Andreas Gottschling | |
* |
Director |
Alexander Gut | |
* |
Director |
Andreas N. Koopmann | |
* |
Director |
Seraina (Maag) Macia | |
* |
Director |
Kai S. Nargolwala | |
* |
Director |
Joaquin J. Ribeiro | |
* |
Director |
Severin Schwan | |
* |
Director |
John Tiner | |
* |
Director |
Alexandre Zeller | |
* By: /s/ David Mathers_________________________________
Name: David Mathers
Title: Attorney-in-fact
Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following person in the following capacity on May 22, 2017.
CREDIT SUISSE (USA), INC.
By /s/ Lawrence Young Authorized Representative in the United States
Name: Lawrence Young
Title: General Counsel
EXHIBIT INDEX
Exhibit Number
|
Description of Document | Method of filing |
4.1 |
Invitation to the Extraordinary General Meeting of Shareholders of Credit Suisse Group AG
|
Previously filed |
5.1 |
Opinion of Homburger AG with respect to the legality of the securities being registered
|
Filed herewith |
15.1 | Letter of KPMG AG concerning unaudited interim financial statements of Credit Suisse Group AG | Filed herewith |
23.1 |
Consent of KPMG AG
|
Filed herewith |
23.2 | Consent of Homburger AG |
Included in exhibit 5.1 filed herewith
|
24.1 | Power of Attorney | Previously filed |