o | REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 |
þ | ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
For the fiscal year ended October 31, 2006 | Commission File Number: 1 14678 |
Canada | 6029 | 13-1942440 | ||
(province or other jurisdiction | (Primary Standard Industrial | (I.R.S. Employer | ||
of incorporation or organization) | Classification Code Number) | Identification Number) |
Title of each class | Name of each exchange on which registered | |
Common Shares |
New York Stock Exchange | |
Index-Linked Notes due January 30, 2009 (Linked to the Dow Jones Industrial
Averagesm) |
American Stock Exchange | |
Index-Linked Notes due March 31, 2009 (Linked to the S&P500® Index) |
American Stock Exchange | |
Principal Protected CIBC Optimizer Notes due January 30, 2009 Linked to a Basket of Ten U.S.
Stocks |
American Stock Exchange | |
Principal Protected CIBC Optimizer Notes due April 30, 2009 Linked to a Basket of Ten U.S.
Stocks |
American Stock Exchange | |
Principal Protected CIBC Optimizer Notes due June 30, 2009 Linked to a Basket of Ten U.S. Stocks |
American Stock Exchange | |
Principal Protected CIBC Optimizer Notes due March 5, 2009 Linked to a Basket of Ten U.S. Stocks |
American Stock Exchange | |
Principal Protected CIBC Optimizer Notes due March 31, 2009 Linked to a Basket of Ten U.S.
Stocks |
American Stock Exchange | |
Index-Linked Notes due August 1, 2011 (Linked to the NASDAQ 100 Index®) |
American Stock Exchange | |
Index-Linked Notes due August 31, 2011 (Linked to the Dow Jones Industrial Averagesm) |
American Stock Exchange | |
S&P500® Index-Linked Callable Notes due July 30, 2010 |
American Stock Exchange | |
Index-Linked Notes due June 30, 2011 (Linked to the S&P500® Index) |
American Stock Exchange | |
CIBC Yield Generator NotesSM due December 22, 2010 |
American Stock Exchange | |
Index-Linked Notes due December 31, 2008 (Linked to the S&P500® Index) |
American Stock Exchange | |
CIBC Yield Generator NotesSM due February 14, 2011 |
American Stock Exchange | |
Principal Protected Notes due September 18, 2008 (Based on the Value of a Global Basket of
Three Equity Indices) |
American Stock Exchange | |
CIBC Yield Generator NotesSM due March 31, 2011 |
American Stock Exchange | |
2.00% Principal Protected Index-Linked Notes due April 29, 2010 (Linked to the Dow Jones
Industrial Averagesm) |
American Stock Exchange | |
CIBC Yield Generator NotesSM due May 13, 2010 |
American Stock Exchange | |
Principal Protected Index-Linked Notes due June 15, 2010 (Linked to the S&P500® Index) |
American Stock Exchange | |
CIBC Premium Yield Generator NotesSM due June 30, 2011 |
American Stock Exchange | |
Principal Protected Performance Allocation Notes due July 29, 2010 (Based on the Value of a
Global Basket of Three Equity Indices) |
American Stock Exchange | |
CIBC Premium Yield Generator NotesSM due August 31, 2011 |
American Stock Exchange | |
CIBC Premium Yield Generator NotesSM due September 28, 2007 |
American Stock Exchange | |
CIBC Equity Target Redemption Premium Yield Generator NotesSM due December 26, 2012 |
American Stock Exchange | |
CIBC Equity Target Redemption Premium Yield Generator NotesSM due April 1, 2013 |
American Stock Exchange | |
CIBC Premium Yield Generator NotesSM due May 22, 2008 (Annual Coupons Linked To A
Basket Of Ten Large-Cap U.S. Stocks) |
American Stock Exchange |
Common Shares |
335,976,647 | |||
Class A Preferred Shares: |
||||
Series 18 |
12,000,000 | |||
Series 19 |
8,000,000 | |||
Series 23 |
16,000,000 | |||
Series 24 |
16,000,000 | |||
Series 25 |
16,000,000 | |||
Series 26 |
10,000,000 | |||
Series 27 |
12,000,000 | |||
Series 28 |
3,058 | |||
Series 29 |
13,232,342 | |||
Series 30 |
16,000,000 |
SIGNATURE | ||||||||
EXHIBITS | ||||||||
ex-99.b.3(a) | ||||||||
ex-99.b.3(b) | ||||||||
ex-99.b.3(c) | ||||||||
ex-99.b.3(d) | ||||||||
ex-99.b.6(a)(1) | ||||||||
ex-99.b.6(a)(2) | ||||||||
ex-99.b.8 | ||||||||
ex-99.b.9 | ||||||||
ex-99.b.10 | ||||||||
ex-99.d.9 |
Date: December 18, 2006 | CANADIAN IMPERIAL BANK OF COMMERCE | |||
By: | /s/ Gerald T. McCaughey | |||
Gerald T. McCaughey | ||||
President and Chief Executive Officer | ||||
By: | /s/ Tom D. Woods
|
|||
Senior Executive Vice President and | ||||
Chief Financial Officer |
Exhibit | Description of Exhibit | |
B.3(a)
|
Annual Information Form | |
B.3(b)
|
Audited annual financial statements for the year ended October 31, 2006 excerpted from pages 76-130 of CIBCs 2006 Annual Accountability Report including Independent Auditors Reports to Shareholders with respect to consolidated financial statements as of October 31, 2006 and 2005 and for each of the years in the three year period ended October 31, 2006 and internal controls as of October 31, 2006, under standards of the Public Company Accounting Oversight Board (United States) | |
B.3(c)
|
Managements discussion and analysis excerpted from pages 34-75 of CIBCs 2006 Annual Accountability Report | |
B.3(d)
|
Other Pages of Annual Accountability Report incorporated in Annual Information Form | |
B.6(a)(1)
|
Certifications required by Rule 13a-14(a) | |
B.6(a)(2)
|
Certifications required by Rule 13a-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code | |
B.6(b)
|
Conclusions Regarding the Effectiveness of the Registrants Disclosure Controls and Procedures (contained in Exhibit B.3(c)) | |
B.6(c)
|
Managements annual report on internal control over financial reporting (contained in Exhibit B.3(c)) | |
B.6(d)
|
Report of the registered public accounting firm (contained in Exhibit B.3(b)) | |
B.6(e)
|
Changes in internal control over financial reporting (contained in Exhibit B.3(c)) | |
B.7
|
None | |
B.8
|
Disclosure regarding audit committee financial expert | |
B.9
|
Disclosure regarding code of ethics | |
B.10
|
Principal Accountant Fees and Services | |
B.11
|
Disclosure regarding off-balance sheet arrangements (contained in Exhibit B.3(c)) | |
B.12
|
Tabular disclosure of contractual obligations (contained in Exhibit B.3(c)) | |
B.14
|
Identification of the Audit Committee (contained in Exhibit B.3(a)) | |
D.9
|
Consent of Independent Registered Public Accounting Firm |