o | REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 |
þ | ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
For the fiscal year ended October 31, 2009 | Commission File Number: 1 - 14678 |
Canada | 6029 | 13-1942440 | ||
(Province or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
Title of each class | Name of each exchange on which registered | |
Common Shares | New York Stock Exchange |
Common Shares |
383,983,867 | |||
Class A Preferred Shares: |
||||
Series 18 |
12,000,000 | |||
Series 19 |
8,000,000 | |||
Series 23 |
16,000,000 | |||
Series 26 |
10,000,000 | |||
Series 27 |
12,000,000 | |||
Series 28 |
2,000 | |||
Series 29 |
13,232,342 | |||
Series 30 |
16,000,000 | |||
Series 31 |
18,000,000 | |||
Series 32 |
12,000,000 | |||
Series 33 |
12,000,000 | |||
Series 35 |
13,000,000 | |||
Series 37 |
8,000,000 |
SIGNATURE | ||||||||
EXHIBITS | ||||||||
EX-B.3(a) | ||||||||
EX-B.3(b) | ||||||||
EX-B.3(c) | ||||||||
EX-B.3(d) | ||||||||
EX-B.6(a)(1) | ||||||||
EX-B.6(a)(2) | ||||||||
EX-B.8 | ||||||||
EX-B.9 | ||||||||
EX-B.10 | ||||||||
EX-D.9 |
Date: December 7, 2009 | CANADIAN IMPERIAL BANK OF COMMERCE |
|||
By: | /s/ Gerald T. McCaughey | |||
Gerald T. McCaughey | ||||
President and Chief Executive Officer | ||||
By: | /s/ J. David Williamson | |||
J. David Williamson | ||||
Senior Executive Vice President and Chief Financial Officer |
||||
Exhibit | Description of Exhibit | |
B.3(a)
|
Annual Information Form | |
B.3(b)
|
Audited annual financial statements for the year ended October 31, 2009 excerpted from pages 96-167 of the 2009 Annual Accountability Report of Canadian Imperial Bank of Commerce (CIBC) including Independent Auditors Reports to Shareholders with respect to consolidated financial statements as of October 31, 2009 and 2008 and for each of the years in the three year period ended October 31, 2009 and internal control over financial reporting as of October 31, 2009 | |
B.3(c)
|
Managements discussion and analysis excerpted from pages 39-95 of CIBCs 2009 Annual Accountability Report | |
B.3(d)
|
Other Pages of CIBCs 2009 Annual Accountability Report incorporated in Annual Information Form | |
B.6(a)(1)
|
Certifications required by Rule 13a-14(a) | |
B.6(a)(2)
|
Certifications required by Rule 13a-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code | |
B.6(b)
|
Conclusions Regarding the Effectiveness of the Registrants Disclosure Controls and Procedures (contained in Exhibit B.3(c)) | |
B.6(c)
|
Managements annual report on internal control over financial reporting (contained in Exhibit B.3(c)) | |
B.6(d)
|
Report of the registered public accounting firm (contained in Exhibit B.3(b)) | |
B.6(e)
|
Changes in internal control over financial reporting (contained in Exhibit B.3(c)) | |
B.7
|
None | |
B.8
|
Disclosure regarding audit committee financial expert | |
B.9
|
Disclosure regarding code of ethics | |
B.10
|
Principal accountant fees and services | |
B.11
|
Disclosure regarding off-balance sheet arrangements (contained in Exhibit B.3(c)) | |
B.12
|
Tabular disclosure of contractual obligations (contained in Exhibit B.3(c)) | |
B.14
|
Identification of the Audit Committee (contained in Exhibit B.3(a)) | |
D.9
|
Consent of Independent Registered Public Accounting Firm |