UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock options | 09/27/2003(2) | 09/27/2011 | Common | 12,500 | $ 10.132 | D | Â |
Stock options | 02/19/2004(3) | 02/19/2012 | Common | 10,000 | $ 9.8 | D | Â |
Stock options | 02/19/2005(4) | 02/19/2013 | Common | 15,000 | $ 4.28 | D | Â |
Stock options | 09/16/2005(5) | 09/16/2013 | Common | 12,000 | $ 6.5 | D | Â |
Stock options | 11/30/2005(6) | 02/17/2014 | Common | 10,000 | $ 12.89 | D | Â |
Stock options | 11/30/2005(7) | 02/15/2015 | Common | 6,000 | $ 15.2 | D | Â |
Stock Appreciation Rights | 02/21/2008(8) | 02/21/2014 | Common | 8,500 | $ 14.39 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
John Willis 600 CITADEL DRIVE COMMERCE, CA 90040 |
 |  |  Senior Vice President |  |
John Willis | 10/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 9,800 vested smart shares and 9000 unvested smart shares |
(2) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the options became exercisable on September 27 in each of 2003, 2004 and 2005. |
(3) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the options became exercisable on February 19 in each of 2004, 2005 and 2006. |
(4) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the options become exercisable on February 19 in each of 2005, 2006 and 1/3 of the options will become exercisable on February 19, 2007. |
(5) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the options became exercisable on September 16 in each of 2005 and 2006. 1/3 of the options will become exercisable on September 16, 2007. |
(6) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. All options vested on November 30, 2005. |
(7) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. All options vest November 30, 2005. |
(8) | Grant to reporting person under the Company's Long Term Equity Compensation Plan. 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 2010. |